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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-24 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2021 | 07/2024 |
| Thrivent Advisor Network D/B/A | Austin | TX | 04/2021 | 12/2022 |
| Edge Roofing And Coatings | Lubbock | TX | 05/2020 | 06/2021 |
| Adams Roof Tech | Lubbock | TX | 03/2019 | 05/2020 |
| Texas Tech University | Lubbock | TX | 07/2017 | 05/2021 |
| Saisd | San Angelo | TX | 07/2011 | 05/2017 |
| Unemployed | San Angelo | TX | 05/2017 | 07/2017 |
| 49 Wealth Management, Llc. | Austin | TX | 02/2023 | Present |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 07/2024 | 12/2024 |
1) Financial Independence Group; investment related; 916 S Capital of Texas Hwy Austin Tx 78746 US; Fixed Insurance Agent; Start date 2024-07-26; 40 Hours per month all during trading hours. 2) Eagle Ranch Coke County LLC; Non-investment related; 741 Arledge Road, Robert Lee, Texas 76945; Shareholder; Start Date: 1/1/2026; 10 hours per month during trading hours; 20 hours per month after trading hours; Duties: Ranch owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-24 |
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