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Brock Joseph Martin

49 Financial

Austin, TX

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Current Employers
49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-24
  • TX RA
    APPROVED
    Since 2023-07-24

Branch Locations

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 06/2021 07/2024
Thrivent Advisor Network D/B/A Austin TX 04/2021 12/2022
Edge Roofing And Coatings Lubbock TX 05/2020 06/2021
Adams Roof Tech Lubbock TX 03/2019 05/2020
Texas Tech University Lubbock TX 07/2017 05/2021
Saisd San Angelo TX 07/2011 05/2017
Unemployed San Angelo TX 05/2017 07/2017
49 Wealth Management, Llc. Austin TX 02/2023 Present
Oakwood Capital Securities, Inc. Minneapolis MN 07/2024 12/2024
  • 06/2021 → 07/2024
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 04/2021 → 12/2022
    Thrivent Advisor Network D/B/A
    Austin, TX
  • 05/2020 → 06/2021
    Edge Roofing And Coatings
    Lubbock, TX
  • 03/2019 → 05/2020
    Adams Roof Tech
    Lubbock, TX
  • 07/2017 → 05/2021
    Texas Tech University
    Lubbock, TX
  • 07/2011 → 05/2017
    Saisd
    San Angelo, TX
  • 05/2017 → 07/2017
    Unemployed
    San Angelo, TX
  • 02/2023 → Present
    49 Wealth Management, Llc.
    Austin, TX
  • 07/2024 → 12/2024
    Oakwood Capital Securities, Inc.
    Minneapolis, MN
Other Businesses

1) Financial Independence Group; investment related; 916 S Capital of Texas Hwy Austin Tx 78746 US; Fixed Insurance Agent; Start date 2024-07-26; 40 Hours per month all during trading hours. 2) Eagle Ranch Coke County LLC; Non-investment related; 741 Arledge Road, Robert Lee, Texas 76945; Shareholder; Start Date: 1/1/2026; 10 hours per month during trading hours; 20 hours per month after trading hours; Duties: Ranch owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-24
S63 Uniform Securities Agent State Law Examination 2021-06-24
  • S65 Uniform Investment Adviser Law Examination
    2023-07-24
  • S63 Uniform Securities Agent State Law Examination
    2021-06-24

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