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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-18
  • TX RA
    APPROVED
    Since 2023-04-18

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas State University San Marcos TX 09/2013 03/2020
Thrivent Investment Management Inc Austin TX 06/2020 03/2023
Thrivent Financial Appleton WI 07/2020 11/2020
Thrivent Financial Appleton WI 11/2020 03/2023
Kestra Investment Services, Llc Austin TX 04/2023 Present
Kestra Advisory Services, Llc Austin TX 04/2023 Present
  • 09/2013 → 03/2020
    Texas State University
    San Marcos, TX
  • 06/2020 → 03/2023
    Austin, TX
  • 07/2020 → 11/2020
    Thrivent Financial
    Appleton, WI
  • 11/2020 → 03/2023
    Thrivent Financial
    Appleton, WI
  • 04/2023 → Present
    Kestra Investment Services, Llc
    Austin, TX
  • 04/2023 → Present
    Austin, TX
Previous Registrations
Other Businesses

Business Name: ARTECH POSITION: Sourcer NATURE: Tech recruitment. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/25/2021 ADDRESS: Dallas Pkwy Suite 120, Dallas TX 75254, United States DESCRIPTION: Finding Software Engineers to hire. Business Name: GOOGLE POSITION: Sourcer NATURE: Tech recruitment. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 25 START DATE: 08/08/2022 ADDRESS: 500 W 2nd St, Austin TX 78701, United States DESCRIPTION: Finding Software Engineers to hire. Business Name: MATTRESS BY APPOINTMENT AUSTIN POSITION: Owner NATURE: Mattress sales INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 04/08/2025 ADDRESS: 5700 Menchaca Rd. St 340, Austin TX 78745, United States DESCRIPTION: I run the store and am responsible for purchasing inventory and logging sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-09
  • S66 Uniform Combined State Law Examination
    2020-09-09
Other Names
  • Jacob Pais
  • Jacob Morales Pais

View on SEC IAPD

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