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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-15 |
| WA | RA | APPROVED | 2023-05-12 |
Branch Locations
7853 Se 27Th St Ste 285, Mercer Island, WA 98040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Mercer Island | WA | 03/2022 | Present |
| Massmutual Life Insurance Company | Mercer Island | WA | 05/2020 | Present |
| Bussiere Contracting And Painting Llc | Sammamish | WA | 04/2018 | 08/2018 |
| Alpha Gamma Delta | Pullman | WA | 02/2017 | 02/2020 |
| Massmutual Northwest | Bellevue | WA | 05/2020 | 10/2020 |
| The Smith Richards Group | Mercer Island | WA | 10/2020 | 03/2022 |
| Student | Pullman | WA | 02/2020 | 05/2020 |
| Student | Pullman | WA | 07/2016 | 02/2017 |
NAME: SRG1998, LLC INV REL: N ADD: 7853 SE 27TH STREET # 285, MERCER ISLAND, WA 98040 NATURE: THIS IS A PASS-THROUGH LLC I AM USING FOR MY MMLIS ADVISORY BUSINESS ONLY POSITION: STAFF START DATE: 05/25/2023 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: THIS IS A PASS-THROUGH LLC I AM USING FOR MY MMLIS ADVISORY BUSINESS ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-06 |
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