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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-05
NY RA APPROVED 2026-05-18
  • TX RA
    APPROVED
    Since 2026-06-05
  • NY RA
    APPROVED
    Since 2026-05-18

Branch Locations

449 Route 146, Clifton Park, NY 12065 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Albany NY 09/2020 01/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2020 01/2021
Town Of Clifton Park Pools Clifton Park NY 08/2014 08/2019
Ymca Clifton Park NY 01/2015 08/2019
Otto Cadillac Colonie NY 12/2019 01/2020
Gang Green Lacrosse Clifton Park NY 05/2019 08/2019
Wagner College Staten Island NY 08/2018 03/2020
Student Staten Island NY 08/2017 05/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albany NY 11/2021 Present
Ayco, A Goldman Sachs Company Cohoes NY 01/2021 11/2021
  • 09/2020 → 01/2021
    Northwestern Mutual Investment Services Llc
    Albany, NY
  • 05/2020 → 01/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2014 → 08/2019
    Town Of Clifton Park Pools
    Clifton Park, NY
  • 01/2015 → 08/2019
    Ymca
    Clifton Park, NY
  • 12/2019 → 01/2020
    Otto Cadillac
    Colonie, NY
  • 05/2019 → 08/2019
    Gang Green Lacrosse
    Clifton Park, NY
  • 08/2018 → 03/2020
    Wagner College
    Staten Island, NY
  • 08/2017 → 05/2020
    Student
    Staten Island, NY
  • 11/2021 → Present
    Albany, NY
  • 01/2021 → 11/2021
    Ayco, A Goldman Sachs Company
    Cohoes, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-18
  • S66 Uniform Combined State Law Examination
    2026-05-18
Other Names
  • Meghan Pendergast
  • Pender Pendergast

View on SEC IAPD

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