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Gerald Thomas Dowling

LPl Enterprise, LLC

Malvern, PA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

110 Phoenixville Pike Suite 100, Malvern, PA 19355 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Exton PA 04/2020 11/2024
Maggiano's Little Italy King Of Prussia PA 08/2011 11/2024
Prudential Insurance Company Of America Exton PA 02/2021 Present
Lpl Enterprise, Llc Exton PA 11/2024 Present
  • 04/2020 → 11/2024
    Exton, PA
  • 08/2011 → 11/2024
    Maggiano's Little Italy
    King Of Prussia, PA
  • 02/2021 → Present
    Prudential Insurance Company Of America
    Exton, PA
  • 11/2024 → Present
    Exton, PA
Previous Registrations
Other Businesses

1. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-05
  • S66 Uniform Combined State Law Examination
    2020-11-05
Other Names
  • Tom Dowling

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