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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-30
CA RA APPROVED 2023-01-19
  • TX RA
    APPROVED
    Since 2023-01-30
  • CA RA
    APPROVED
    Since 2023-01-19

Branch Locations

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Chase & Co. Beverly Hills CA 02/2020 11/2021
Fmb Capital Los Angeles CA 08/2018 02/2020
Civic Financial Services Redondo Beach CA 02/2018 08/2018
Shatar Capital Los Angeles CA 06/2016 02/2018
Gerber Kawasaki Wealth & Investment Management Santa Monica CA 11/2021 12/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 12/2022 Present
453 28Th Street Manhattan Beach CA 06/2007 Present
Bank Of America N.A. Los Angeles CA 01/2023 Present
  • 02/2020 → 11/2021
    J.P. Morgan Chase & Co.
    Beverly Hills, CA
  • 08/2018 → 02/2020
    Fmb Capital
    Los Angeles, CA
  • 02/2018 → 08/2018
    Civic Financial Services
    Redondo Beach, CA
  • 06/2016 → 02/2018
    Shatar Capital
    Los Angeles, CA
  • 11/2021 → 12/2021
    Santa Monica, CA
  • 12/2022 → Present
    Los Angeles, CA
  • 06/2007 → Present
    453 28Th Street
    Manhattan Beach, CA
  • 01/2023 → Present
    Bank Of America N.A.
    Los Angeles, CA
Previous Registrations
Other Businesses

Manhattan Beach, Ca 90266Rental Property - Manhattan Beach, CaliforniaProperty OwnerStart Date: June 20071 hour per month devoted to this business outside of securities trading hours I am the owner of this rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-30
  • S66 Uniform Combined State Law Examination
    2020-10-30
Other Names
  • Abraham Ebriani
  • Aaron Ebriani

View on SEC IAPD

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