Joseph Donald Close

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2020 → 12/2021
  Key Investment Services
  Cleveland, OH
• 07/2020 → 12/2021
  Keybank
  Ashtabula, OH
• 05/2017 → 08/2017
  Whirley Drinkworks
  Warren, PA
• 05/2018 → 02/2019
  Northwest Bank
  Warren, PA
• 08/2015 → 05/2020
  California University Of Pennsylvania
  California, PA
• 12/2021 → 04/2022
  Keybank
  Ashtabula, OH
• 12/2021 → 04/2022
  Key Investment Services
  Brooklyn, OH
• 04/2022 → 08/2024
  Key Investment Services Llc
  Brooklyn, OH
• 04/2022 → 08/2024
  Keybank
  Ashtabula, OH
• 09/2024 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 09/2024 → Present
  Cetera Investment Advisers Llc
  North Royalton, OH
• 09/2024 → Present
  First National Bank Of Pa
  North Royalton, OH

Previous Registrations

• 2022-04-29 → 2024-08-14
  Key Investment Services Llc
  Brooklyn, OH
  Ashtabula, OH
  Cleveland, OH

Exams

• S66 Uniform Combined State Law Examination
  2022-04-28
• S63 Uniform Securities Agent State Law Examination
  2020-12-11

Other Names

• Joseph Close