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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-09-30
  • OH RA
    APPROVED
    Since 2024-09-30

Branch Locations

13901 Ridge Road, North Royalton, OH 44133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Cleveland OH 07/2020 12/2021
Keybank Ashtabula OH 07/2020 12/2021
Whirley Drinkworks Warren PA 05/2017 08/2017
Northwest Bank Warren PA 05/2018 02/2019
California University Of Pennsylvania California PA 08/2015 05/2020
Keybank Ashtabula OH 12/2021 04/2022
Key Investment Services Brooklyn OH 12/2021 04/2022
Key Investment Services Llc Brooklyn OH 04/2022 08/2024
Keybank Ashtabula OH 04/2022 08/2024
Cetera Investment Services Llc St Cloud MN 09/2024 Present
Cetera Investment Advisers Llc North Royalton OH 09/2024 Present
First National Bank Of Pa North Royalton OH 09/2024 Present
  • 07/2020 → 12/2021
    Key Investment Services
    Cleveland, OH
  • 07/2020 → 12/2021
    Keybank
    Ashtabula, OH
  • 05/2017 → 08/2017
    Whirley Drinkworks
    Warren, PA
  • 05/2018 → 02/2019
    Northwest Bank
    Warren, PA
  • 08/2015 → 05/2020
    California University Of Pennsylvania
    California, PA
  • 12/2021 → 04/2022
    Keybank
    Ashtabula, OH
  • 12/2021 → 04/2022
    Key Investment Services
    Brooklyn, OH
  • 04/2022 → 08/2024
    Brooklyn, OH
  • 04/2022 → 08/2024
    Keybank
    Ashtabula, OH
  • 09/2024 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 09/2024 → Present
    North Royalton, OH
  • 09/2024 → Present
    First National Bank Of Pa
    North Royalton, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-28
S63 Uniform Securities Agent State Law Examination 2020-12-11
  • S66 Uniform Combined State Law Examination
    2022-04-28
  • S63 Uniform Securities Agent State Law Examination
    2020-12-11
Other Names
  • Joseph Close

View on SEC IAPD

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