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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-01-25 |
Branch Locations
11 Spring Street Suite 2A, Newburgh, NY 12550 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | New York | NY | 03/2020 | Present |
| Leo Schachter Diamonds, Llc | New York | NY | 06/2016 | 03/2020 |
| Nylife Securities Llc | New York | NY | 02/2021 | Present |
| Eagle Strategies Llc | New York | NY | 01/2023 | Present |
| Ruttenberg Capital Group, Llc | Newburgh | NY | 12/2024 | Present |
[Ruttenberg and Harrison, Inc.; primarily serves as the entity holding a real estate investment property; receive Airbnb rental income. I also receive income, although limited, into this entity by way of selling finished jewelry and the sale of loose diamonds; director, owner and founder; start 06 2018; 5 hours per month, 0 during securities trading hours; taking a phone call for an emergency; The building address is 178 Renwick St., Newburgh, NY. ] [129 Montgomery Street, LLC; owning an investment property in Newburgh, NY; 21 HENRY AVE, NUMBER 3, NEWBURGH, NY 12550; rental income; start 02/2019; 10 hours per month, 0 hours during securities trading hours; real estate related; 50% owner] [Ruttenberg Capital Group, LLC; The purpose of this entity is to be an administrative expense center and lessee of detached office, pay future W2 payroll, handle administrative expenses, etc. This entity will not be a DBA which is public facing.; 129 Montgomery Street, Newburgh, NY 12550; Start Date 12/2023; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] ] [Newburgh Jewish Community Center Inc; The Newburgh JCC is a social meeting place committed to partnerships, philanthropic endeavors and community-building.; 290 North Street, Newburgh, NY 12550; Start Date 02/2024; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 109 S. William Street, Suite 1U, Newburgh, NY 12550; Start Date 05/2024; Role/Title: Owner; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF RUTTENBERG CAPITAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (NEWBURGH, NY); START DATE: 12/2024][MARLBORO BAYSIDE IG, LLC; THIS IS A 104 UNIT RESIDENTIAL PROJECT; 11 Garden Street, Suite 101, Poughkeepsie, NY 12601; Start Date 01/2024; Role/Title: passive Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-13 |
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