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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-07
IL RA APPROVED 2024-10-25
  • TX RA
    APPROVED_RES
    Since 2024-11-07
  • IL RA
    APPROVED
    Since 2024-10-25

Branch Locations

973 Featherstone Rd, Rockford, IL 61107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Rockford IL 07/2023 08/2024
Jpmorgan Chase Bank, N.A. Rockford IL 07/2023 08/2024
Agia Houston TX 12/2022 06/2023
Valic Financial Advisors Inc Chicago IL 02/2021 06/2023
Variable Annuity Life Insurance Company Chicago IL 04/2021 06/2023
Unemployed Macomb IL 12/2020 01/2021
Northwestern Mutual Quincy IL 06/2020 11/2020
Change Of Pace Macomb IL 08/2019 09/2020
Unemployed Macomb IL 07/2019 07/2019
Change Of Pace Macomb IL 08/2018 06/2019
Birdland Skate Park Polo IL 06/2018 08/2018
Change Of Pace Macomb IL 08/2017 06/2018
The Red Ox Macomb IL 01/2018 02/2018
Casey's General Store Polo IL 04/2016 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rockford IL 09/2024 Present
Sauk Valley College Dixon IL 08/2016 07/2018
Western Illinois University Macomb IL 08/2018 12/2020
Bank Of America, N.A. Rockford IL 11/2024 Present
  • 07/2023 → 08/2024
    Rockford, IL
  • 07/2023 → 08/2024
    Jpmorgan Chase Bank, N.A.
    Rockford, IL
  • 12/2022 → 06/2023
    Agia
    Houston, TX
  • 02/2021 → 06/2023
    Chicago, IL
  • 04/2021 → 06/2023
    Variable Annuity Life Insurance Company
    Chicago, IL
  • 12/2020 → 01/2021
    Unemployed
    Macomb, IL
  • 06/2020 → 11/2020
    Northwestern Mutual
    Quincy, IL
  • 08/2019 → 09/2020
    Change Of Pace
    Macomb, IL
  • 07/2019 → 07/2019
    Unemployed
    Macomb, IL
  • 08/2018 → 06/2019
    Change Of Pace
    Macomb, IL
  • 06/2018 → 08/2018
    Birdland Skate Park
    Polo, IL
  • 08/2017 → 06/2018
    Change Of Pace
    Macomb, IL
  • 01/2018 → 02/2018
    The Red Ox
    Macomb, IL
  • 04/2016 → 08/2017
    Casey's General Store
    Polo, IL
  • 09/2024 → Present
    Rockford, IL
  • 08/2016 → 07/2018
    Sauk Valley College
    Dixon, IL
  • 08/2018 → 12/2020
    Western Illinois University
    Macomb, IL
  • 11/2024 → Present
    Bank Of America, N.A.
    Rockford, IL
Previous Registrations
Other Businesses

I*5179273 Entity Type: Name of OBA: Twin Cities Homeless shelter Address: sterling, Illinois, 61081 Investment Related: No Position, Title, Association: Employee Start Date: 08/03/2026 Number of Hours: 12, Monthly Number of Hours during trading: 0, Monthly Duties: Homeless shelter Board member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-20
  • S66 Uniform Combined State Law Examination
    2021-03-20
Other Names
  • Alec Mitchell Gober
  • Alec Gober

View on SEC IAPD

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