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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-07 |
| IL | RA | APPROVED | 2024-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Rockford | IL | 07/2023 | 08/2024 |
| Jpmorgan Chase Bank, N.A. | Rockford | IL | 07/2023 | 08/2024 |
| Agia | Houston | TX | 12/2022 | 06/2023 |
| Valic Financial Advisors Inc | Chicago | IL | 02/2021 | 06/2023 |
| Variable Annuity Life Insurance Company | Chicago | IL | 04/2021 | 06/2023 |
| Unemployed | Macomb | IL | 12/2020 | 01/2021 |
| Northwestern Mutual | Quincy | IL | 06/2020 | 11/2020 |
| Change Of Pace | Macomb | IL | 08/2019 | 09/2020 |
| Unemployed | Macomb | IL | 07/2019 | 07/2019 |
| Change Of Pace | Macomb | IL | 08/2018 | 06/2019 |
| Birdland Skate Park | Polo | IL | 06/2018 | 08/2018 |
| Change Of Pace | Macomb | IL | 08/2017 | 06/2018 |
| The Red Ox | Macomb | IL | 01/2018 | 02/2018 |
| Casey's General Store | Polo | IL | 04/2016 | 08/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rockford | IL | 09/2024 | Present |
| Sauk Valley College | Dixon | IL | 08/2016 | 07/2018 |
| Western Illinois University | Macomb | IL | 08/2018 | 12/2020 |
| Bank Of America, N.A. | Rockford | IL | 11/2024 | Present |
I*5179273 Entity Type: Name of OBA: Twin Cities Homeless shelter Address: sterling, Illinois, 61081 Investment Related: No Position, Title, Association: Employee Start Date: 08/03/2026 Number of Hours: 12, Monthly Number of Hours during trading: 0, Monthly Duties: Homeless shelter Board member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-20 |
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