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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2020-06-15 |
Branch Locations
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
190 Main Street 2Nd Floor, Saco, ME 04072 • United States
95 Main St. Suite 101, Auburn, ME 04210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foundations Investment Advisors Llc | Saco | ME | 05/2020 | Present |
| Self-Employed | Portland | ME | 01/2012 | 11/2022 |
| Huot Financial Services | Portland | ME | 01/2020 | Present |
| Northern Alliance Financial | Auburn | ME | 11/2022 | Present |
11/2022 - Northern Alliance Financial - Investment related - 190 Main Street 2nd Floor, Saco, ME 04072 - Independent Insurance Agent - approx. 50 hours per month during trading hours - provide client fixed annuity and life insurance solutions. Independent Insurance agent since 01/2012; marketing through Northern Alliance Financial since 11/2022.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-09 |
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