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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-21
  • TX RA
    APPROVED
    Since 2022-03-21

Branch Locations

14015 Park Drive Suite 107, Tomball, TX 77377 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rosehill Operating Houston TX 11/2020 01/2021
Simple Wealth Planning Kansas City MO 05/2020 12/2020
Noble Energy, Inc Houston TX 06/2009 07/2020
Encompass Advisory Services, Llc Katy TX 01/2021 12/2021
Osaic Wealth, Inc. Tomball TX 02/2022 Present
  • 11/2020 → 01/2021
    Rosehill Operating
    Houston, TX
  • 05/2020 → 12/2020
    Simple Wealth Planning
    Kansas City, MO
  • 06/2009 → 07/2020
    Noble Energy, Inc
    Houston, TX
  • 01/2021 → 12/2021
    Katy, TX
  • 02/2022 → Present
    Tomball, TX
Previous Registrations
Other Businesses

1) PETRA BENEFITS FINANCIAL SERVICES POSITION: Investment Advisor Representative NATURE: DBA FOR SF CICADA, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/22/2022 ADDRESS: 14015 Park Drive, Tomball TX 77377, United States DESCRIPTION: Investment Advisor Representative dealing with asset management. 2) PETRA BENEFITS FINANCIAL SERVICES POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/22/2022 ADDRESS: 14015 Park Drive, Tomball TX 77377, United States DESCRIPTION: Life, Health, and Disability Insurance Sales 3) SF CICADA, LLC POSITION: Employee NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/22/2022 ADDRESS: 14015 Park Drive, Suite 107, Tomball TX 77377, United States DESCRIPTION: General office activities

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-03-18
S65 Uniform Investment Adviser Law Examination 2020-12-01
  • S63 Uniform Securities Agent State Law Examination
    2022-03-18
  • S65 Uniform Investment Adviser Law Examination
    2020-12-01

View on SEC IAPD

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