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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-05-08
  • NH RA
    APPROVED
    Since 2024-05-08

Branch Locations

154 Broad Street Suite 1519-C, Nashua, NH 03063 • United States

470 Columbia Dr Ste B-101, West Palm Beach, FL 33409 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Nashua NH 10/2019 Present
Exeter Science & Entertainment Llc Exeter NH 01/2013 05/2023
Pfs Investments Inc. Nashua NH 04/2024 Present
Pfs Investments Inc. Londonderry NH 06/2020 12/2022
Self Employed Exeter NH 05/2023 Present
  • 10/2019 → Present
    Primerica Financial Services
    Nashua, NH
  • 01/2013 → 05/2023
    Exeter Science & Entertainment Llc
    Exeter, NH
  • 04/2024 → Present
    Nashua, NH
  • 06/2020 → 12/2022
    Londonderry, NH
  • 05/2023 → Present
    Self Employed
    Exeter, NH
Previous Registrations
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Bravura Partners LLC (1099) - Not investment related. Exeter, NH 03833. Independent consultant . 05/01/2023 to present. 120 hours a month (120 hours during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-26
S63 Uniform Securities Agent State Law Examination 2020-10-03
  • S65 Uniform Investment Adviser Law Examination
    2022-02-26
  • S63 Uniform Securities Agent State Law Examination
    2020-10-03
Other Names
  • Mark Wheeler

View on SEC IAPD

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