Best Investors Account Sign in
Inactive

Carli Dawn Plunkett

Captrust

Phoenix, AZ

Claim This Profile
Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-04-19
  • AZ RA
    APPROVED
    Since 2022-04-19

Branch Locations

2375 East Camelback Rd Suite 700, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grand Canyon University Phoenix AZ 08/2016 01/2020
Forever Young Intellectual Property Llc Henderson NV 05/2017 08/2018
City Of Phoenix Phoenix AZ 05/2019 08/2019
Mra Associates Phoenix AZ 01/2020 03/2021
Capfinancial Partners, Llc (Captrust) Raleigh NC 11/2020 Present
  • 08/2016 → 01/2020
    Grand Canyon University
    Phoenix, AZ
  • 05/2017 → 08/2018
    Forever Young Intellectual Property Llc
    Henderson, NV
  • 05/2019 → 08/2019
    City Of Phoenix
    Phoenix, AZ
  • 01/2020 → 03/2021
    Mra Associates
    Phoenix, AZ
  • 11/2020 → Present
    Capfinancial Partners, Llc (Captrust)
    Raleigh, NC
Previous Registrations
  • 2020-08-04 → 2021-03-29
    Mra Associates
    Phoenix, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-25
  • S65 Uniform Investment Adviser Law Examination
    2020-07-25
Other Names
  • Carli Dawn Young

View on SEC IAPD

Other Firms

EW ADVISER, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UBS FINANCIAL SERVICES INC.
KESTRA ADVISORY SERVICES, LLC
SMEAD CAPITAL MANAGEMENT, INC.
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED

Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor