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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-03-30
NJ RA APPROVED 2020-09-04
TX RA APPROVED 2020-09-04
  • NY RA
    APPROVED
    Since 2023-03-30
  • NJ RA
    APPROVED
    Since 2020-09-04
  • TX RA
    APPROVED
    Since 2020-09-04

Branch Locations

80 Route 6, Baldwin Place, NY 10505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Baldwin Place NY 03/2020 Present
J.P. Morgan Securities Llc Baldwin Place NY 05/2020 Present
Trustco Bank Red Hook NY 02/2019 02/2020
Dick's Sporting Goods Poughkeepsie NY 08/2015 02/2019
State University Of New York New Paltz NY 09/2016 12/2018
Dutchess Community College Poughkeepsie NY 08/2019 01/2021
  • 03/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Baldwin Place, NY
  • 05/2020 → Present
    Baldwin Place, NY
  • 02/2019 → 02/2020
    Trustco Bank
    Red Hook, NY
  • 08/2015 → 02/2019
    Dick's Sporting Goods
    Poughkeepsie, NY
  • 09/2016 → 12/2018
    State University Of New York
    New Paltz, NY
  • 08/2019 → 01/2021
    Dutchess Community College
    Poughkeepsie, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-02
  • S66 Uniform Combined State Law Examination
    2020-09-02
Other Names
  • Nicolette Sblano

View on SEC IAPD

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