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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-10 |
| CA | RA | APPROVED | 2023-10-26 |
Branch Locations
400 Capitol Mall Suite 1900, Sacramento, CA 95814 • United States
2365 Iron Point Road Suite 235, Folsom, CA 95630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | El Dorado Hills | CA | 03/2020 | 02/2023 |
| Bjs Restaurant And Brewhouse | Folsom | CA | 09/2006 | 03/2020 |
| Lazy Dog Restaurant | Folsom | CA | 08/2017 | 03/2019 |
| Unemployed | Folsom | CA | 02/2023 | 04/2023 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2023 | 09/2023 |
| Northwestern Mutual Investment Services Llc | Sacramento | CA | 04/2023 | 09/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2023 | 09/2023 |
| Morgan Stanley | Sacramento | CA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-21 |
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