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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-02
NE RA APPROVED 2020-11-19
  • FL RA
    APPROVED
    Since 2023-10-02
  • NE RA
    APPROVED
    Since 2020-11-19

Branch Locations

444 Regency Parkway Dr Ste 306, Omaha, NE 68114 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Creighton University Omaha NE 08/2016 05/2020
Fogarty Wealth Management Omaha NE 05/2020 Present
Lpl Financial Llc Omaha NE 06/2020 Present
  • 08/2016 → 05/2020
    Creighton University
    Omaha, NE
  • 05/2020 → Present
    Fogarty Wealth Management
    Omaha, NE
  • 06/2020 → Present
    Omaha, NE
Other Businesses

1) 07/29/2020 - Fogarty Wealth Management, Inc. - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2) 05/10/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 05/01/2023 - 5 Hours Per Month/0 Hours During Securities Trading 3) 04/12/2024 - Kairos Law Group, LLC - Inv Related - At Reported Business Location(s) - Other - Legal Services - Owner and Attorney - Started: 8/4/2021 - 10 Hrs/Mo; 0 Hr During Trading. 4) 04/12/2024 - Kairos Wealth Group, LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 4/4/2024 - 120 Hrs/Mo; 40 Hrs During Trading. 5) 11/12/2024 - 3076 S 48 ST, LLC - Real Estate Rental - Investment Related - Omaha, NE - 10/21/2024 - 1 Hour Per Month/ 0 Hours During Trading 6) 11/12/2024 - 2742 S 49 ST, LLC - Real Estate Rental - Investment Related - Omaha, NE - 10/21/2024 - 1 Hour Per Month/ 0 Hours During Trading 7) 10/14/2025- 5222 A ST, LLC-Real Estate Rental- INV Related- At Omaha, NE-Start date 10/13/2025- 1 Hour Per Month 8) 10/14/2025- 3218 S 58 ST, LLC- Real Estate Rental- INV Related- At Omaha, NE- Start date 10/17/2025- 1 Hour Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-18
  • S66 Uniform Combined State Law Examination
    2020-11-18

View on SEC IAPD

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