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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-02 |
| NE | RA | APPROVED | 2020-11-19 |
Branch Locations
444 Regency Parkway Dr Ste 306, Omaha, NE 68114 • United States
Tampa, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Creighton University | Omaha | NE | 08/2016 | 05/2020 |
| Fogarty Wealth Management | Omaha | NE | 05/2020 | Present |
| Lpl Financial Llc | Omaha | NE | 06/2020 | Present |
1) 07/29/2020 - Fogarty Wealth Management, Inc. - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2) 05/10/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 05/01/2023 - 5 Hours Per Month/0 Hours During Securities Trading 3) 04/12/2024 - Kairos Law Group, LLC - Inv Related - At Reported Business Location(s) - Other - Legal Services - Owner and Attorney - Started: 8/4/2021 - 10 Hrs/Mo; 0 Hr During Trading. 4) 04/12/2024 - Kairos Wealth Group, LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 4/4/2024 - 120 Hrs/Mo; 40 Hrs During Trading. 5) 11/12/2024 - 3076 S 48 ST, LLC - Real Estate Rental - Investment Related - Omaha, NE - 10/21/2024 - 1 Hour Per Month/ 0 Hours During Trading 6) 11/12/2024 - 2742 S 49 ST, LLC - Real Estate Rental - Investment Related - Omaha, NE - 10/21/2024 - 1 Hour Per Month/ 0 Hours During Trading 7) 10/14/2025- 5222 A ST, LLC-Real Estate Rental- INV Related- At Omaha, NE-Start date 10/13/2025- 1 Hour Per Month 8) 10/14/2025- 3218 S 58 ST, LLC- Real Estate Rental- INV Related- At Omaha, NE- Start date 10/17/2025- 1 Hour Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-18 |
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