Gregory Leo Hauer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 05/2020
  Creighton University
  Omaha, NE
• 05/2020 → Present
  Fogarty Wealth Management
  Omaha, NE
• 06/2020 → Present
  Lpl Financial Llc
  Omaha, NE

Other Businesses

1) 07/29/2020 - Fogarty Wealth Management, Inc. - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2) 05/10/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 05/01/2023 - 5 Hours Per Month/0 Hours During Securities Trading 3) 04/12/2024 - Kairos Law Group, LLC - Inv Related - At Reported Business Location(s) - Other - Legal Services - Owner and Attorney - Started: 8/4/2021 - 10 Hrs/Mo; 0 Hr During Trading. 4) 04/12/2024 - Kairos Wealth Group, LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 4/4/2024 - 120 Hrs/Mo; 40 Hrs During Trading. 5) 11/12/2024 - 3076 S 48 ST, LLC - Real Estate Rental - Investment Related - Omaha, NE - 10/21/2024 - 1 Hour Per Month/ 0 Hours During Trading 6) 11/12/2024 - 2742 S 49 ST, LLC - Real Estate Rental - Investment Related - Omaha, NE - 10/21/2024 - 1 Hour Per Month/ 0 Hours During Trading 7) 10/14/2025- 5222 A ST, LLC-Real Estate Rental- INV Related- At Omaha, NE-Start date 10/13/2025- 1 Hour Per Month 8) 10/14/2025- 3218 S 58 ST, LLC- Real Estate Rental- INV Related- At Omaha, NE- Start date 10/17/2025- 1 Hour Per Month

Exams

• S66 Uniform Combined State Law Examination
  2020-11-18