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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-06-16
  • MN RA
    APPROVED
    Since 2025-06-16

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Edina MN 05/2020 10/2024
Paige Donnelly, Ltd Saint Paul MN 02/2020 05/2020
Travelers Insurance Saint Paul MN 01/2018 01/2020
Tewksbury & Kerfeld, P.A. Minneapolis MN 04/2016 12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayzata MN 09/2024 06/2025
Bank Of America, N.A. Wayzata MN 11/2024 06/2025
Wells Fargo Clearing Services, Llc Minneapolis MN 06/2025 Present
  • 05/2020 → 10/2024
    Fidelity Investments
    Edina, MN
  • 02/2020 → 05/2020
    Paige Donnelly, Ltd
    Saint Paul, MN
  • 01/2018 → 01/2020
    Travelers Insurance
    Saint Paul, MN
  • 04/2016 → 12/2017
    Tewksbury & Kerfeld, P.A.
    Minneapolis, MN
  • 09/2024 → 06/2025
    Wayzata, MN
  • 11/2024 → 06/2025
    Bank Of America, N.A.
    Wayzata, MN
  • 06/2025 → Present
    Minneapolis, MN
Previous Registrations
Other Businesses

I*2042265, Entity Type, Name of OBA: Rental Property 1, Address: Saint Paul, MN, 55117, Investment Related: No, Position, Title, Association: Sole owner, Employee Start Date: 01/01/2019, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: I*2042266, Entity Type, Name of OBA: Rental Property 2, Address: Cottage Grove, MN, 55016, Investment Related: No, Position, Title, Association: Sole owner, Employee Start Date: 04/01/2021, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: I*2041261, Entity Type, Name of OBA: Rental Property 3, Address: South Saint Paul, MN, 55075, Investment Related: No, Position, Title, Association: Sole owner, Employee Start Date: 07/01/2022, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: I*2041263, Entity Type, Name of OBA: Rental Property 3, Address: Bloomington, MN, 55438, Investment Related: No, Position, Title, Association: Sole owner, Employee Start Date: 06/01/2023, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: I*2042268, Entity Type, Entity for Profit, Name of OBA: Flower Arranging, Address: Minneapolis, MN, 55403, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 05/20/2009, No Hours: 2hrs/Ann, No Hours during trading: 0, Duties: Seldom flower arrangements for friends and family. I*2042269, Entity Type, Entity for Profit, Name of OBA: Arise Construction, Address: Saint Paul, MN, 55117, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 06/01/2024, No Hours: 2hrs/Mo, No Hours during trading: 0, Duties: Project billing and negotiating.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-22
S63 Uniform Securities Agent State Law Examination 2021-04-05
  • S65 Uniform Investment Adviser Law Examination
    2022-06-22
  • S63 Uniform Securities Agent State Law Examination
    2021-04-05
Other Names
  • Esme Cortes Ruiz
  • Esmeralda Gutierrez Garcia
  • Esmeralda Garcia
  • Esmeralda Cortes
  • Esmeralda Cortesruiz
  • Esmeralda Gutierrezgarcia

View on SEC IAPD

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