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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-06-16 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Edina | MN | 05/2020 | 10/2024 |
| Paige Donnelly, Ltd | Saint Paul | MN | 02/2020 | 05/2020 |
| Travelers Insurance | Saint Paul | MN | 01/2018 | 01/2020 |
| Tewksbury & Kerfeld, P.A. | Minneapolis | MN | 04/2016 | 12/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wayzata | MN | 09/2024 | 06/2025 |
| Bank Of America, N.A. | Wayzata | MN | 11/2024 | 06/2025 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 06/2025 | Present |
I*2042265, Entity Type, Name of OBA: Rental Property 1, Address: Saint Paul, MN, 55117, Investment Related: No, Position, Title, Association: Sole owner, Employee Start Date: 01/01/2019, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: I*2042266, Entity Type, Name of OBA: Rental Property 2, Address: Cottage Grove, MN, 55016, Investment Related: No, Position, Title, Association: Sole owner, Employee Start Date: 04/01/2021, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: I*2041261, Entity Type, Name of OBA: Rental Property 3, Address: South Saint Paul, MN, 55075, Investment Related: No, Position, Title, Association: Sole owner, Employee Start Date: 07/01/2022, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: I*2041263, Entity Type, Name of OBA: Rental Property 3, Address: Bloomington, MN, 55438, Investment Related: No, Position, Title, Association: Sole owner, Employee Start Date: 06/01/2023, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: I*2042268, Entity Type, Entity for Profit, Name of OBA: Flower Arranging, Address: Minneapolis, MN, 55403, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 05/20/2009, No Hours: 2hrs/Ann, No Hours during trading: 0, Duties: Seldom flower arrangements for friends and family. I*2042269, Entity Type, Entity for Profit, Name of OBA: Arise Construction, Address: Saint Paul, MN, 55117, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 06/01/2024, No Hours: 2hrs/Mo, No Hours during trading: 0, Duties: Project billing and negotiating.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-05 |
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