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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-20
GA RA APPROVED 2023-12-07
  • TX RA
    APPROVED_RES
    Since 2024-03-20
  • GA RA
    APPROVED
    Since 2023-12-07

Branch Locations

10000 Avalon Blvd, Alpharetta, GA 30009 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alpharetta GA 05/2020 Present
Chick-Fil-A Stockbridge GA 11/2018 05/2020
Starbucks Peachtree City And Fairburn GA 04/2015 12/2018
Georgia Perimeter Statesboro GA 08/2019 05/2020
  • 05/2020 → Present
    Alpharetta, GA
  • 11/2018 → 05/2020
    Chick-Fil-A
    Stockbridge, GA
  • 04/2015 → 12/2018
    Starbucks
    Peachtree City And Fairburn, GA
  • 08/2019 → 05/2020
    Georgia Perimeter
    Statesboro, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-05
  • S66 Uniform Combined State Law Examination
    2023-12-05

View on SEC IAPD

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