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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-02-03
TX RA APPROVED 2020-12-15
  • NJ RA
    APPROVED
    Since 2021-02-03
  • TX RA
    APPROVED
    Since 2020-12-15

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 05/2020 Present
Bank Of America, N.A. Philadelphia PA 05/2020 Present
Princeton University Princeton NJ 06/2018 08/2018
Princeton University Princeton NJ 06/2017 08/2017
Bank Of America Merrill Pennington NJ 06/2019 08/2019
University Of Delaware Newark DE 08/2016 05/2020
  • 05/2020 → Present
    Philadelphia, PA
  • 05/2020 → Present
    Bank Of America, N.A.
    Philadelphia, PA
  • 06/2018 → 08/2018
    Princeton University
    Princeton, NJ
  • 06/2017 → 08/2017
    Princeton University
    Princeton, NJ
  • 06/2019 → 08/2019
    Bank Of America Merrill
    Pennington, NJ
  • 08/2016 → 05/2020
    University Of Delaware
    Newark, DE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-17
  • S66 Uniform Combined State Law Examination
    2020-11-17

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