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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-28 |
| CA | RA | APPROVED | 2023-09-27 |
Branch Locations
20573 Stevens Creek Blvd., Cupertino, CA 95014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | San Jose | CA | 06/2020 | 11/2021 |
| Luckybird Fashion | Cupertino | CA | 05/2018 | 09/2019 |
| 6 Kiss Travel | Cupertino | CA | 04/2013 | 03/2018 |
| J.P. Morgan Securities Llc | Cupertino | CA | 11/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Cupertino | CA | 11/2021 | Present |
| De Anza College | Cupertino | CA | 09/2013 | 06/2018 |
| Unemployed | Cupertino | CA | 10/2019 | 05/2020 |
| Hsbc Bank Usa, N.A. | San Jose | CA | 05/2021 | 11/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-17 |
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