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Current Employers
Smedley Financial Services Inc

102 S. 200 E. Suite 100, Salt Lake City, UT 84111-3110 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-08-05
  • UT RA
    APPROVED
    Since 2022-08-05

Branch Locations

102 S. 200 E. Suite 100, Salt Lake City, UT 84111-3110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brigham Young University Provo UT 08/2017 12/2020
Church Of Jesus Christ Of Latter Day Saints Salt Lake City UT 07/2015 07/2017
San Diablo Churros Draper UT 08/2017 01/2019
Myeducator Llc Orem UT 01/2019 05/2020
Fidelity Brokerage Services Llc American Fork UT 05/2020 11/2020
Equitable Advisors, Llc New York NY 12/2020 02/2021
Outcode Software Draper UT 01/2022 04/2022
Myeducator Orem UT 02/2021 11/2021
Securities America, Inc. Salt Lake City UT 04/2022 06/2024
Smedley Financial Services Salt Lake City UT 03/2022 Present
Osaic Wealth, Inc. Salt Lake City UT 06/2024 Present
  • 08/2017 → 12/2020
    Brigham Young University
    Provo, UT
  • 07/2015 → 07/2017
    Church Of Jesus Christ Of Latter Day Saints
    Salt Lake City, UT
  • 08/2017 → 01/2019
    San Diablo Churros
    Draper, UT
  • 01/2019 → 05/2020
    Myeducator Llc
    Orem, UT
  • 05/2020 → 11/2020
    Fidelity Brokerage Services Llc
    American Fork, UT
  • 12/2020 → 02/2021
    Equitable Advisors, Llc
    New York, NY
  • 01/2022 → 04/2022
    Outcode Software
    Draper, UT
  • 02/2021 → 11/2021
    Myeducator
    Orem, UT
  • 04/2022 → 06/2024
    Securities America, Inc.
    Salt Lake City, UT
  • 03/2022 → Present
    Smedley Financial Services
    Salt Lake City, UT
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Salt Lake City, UT
Other Businesses

1. PT MANAGEMENT & HOLDINGS POSITION: Owner and Manager NATURE: Rental real estate and property management on a property owned INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 3760 S Carlisle Park Pl, Unit 3, South Salt Lake UT 84119, United States DESCRIPTION: Renting out the property to tenants, managing, and maintaining the rental property 2. SMEDLEY FINANCIAL POSITION: Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 03/30/2022 ADDRESS: 102 S 200 E, Suite 100, Salt Lake City UT 84110, United States DESCRIPTION: Advising and recommending insurance policies for clients 3. SMEDLEY FINANCIAL SERVICES, INC POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 100 START DATE: 03/30/2022 ADDRESS: 102 S 200 E, Suite 100, Salt Lake City UT 84110, United States DESCRIPTION: Financial planning and advising for clients

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-15
S63 Uniform Securities Agent State Law Examination 2020-09-11
  • S65 Uniform Investment Adviser Law Examination
    2022-07-15
  • S63 Uniform Securities Agent State Law Examination
    2020-09-11
Designations
Other Names
  • Parker Lee Thompson
  • Parker Thompson

View on SEC IAPD

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