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Octoberr Lynn Walter

Rbc Capital Markets, LLC

Lake Forest, IL

Buffalo Grove, IL

Chicago, IL

Oakbrook Terrace, IL

CRD 4898103

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-09-09
  • IL RA
    APPROVED
    Since 2024-09-09

Branch Locations

950 N. Western Avenue Suite 200, Lake Forest, IL 60045-1734 • United States

2150 E. Lake Cook Road Suite 405, Buffalo Grove, IL 60089-8224 • United States

Chicago, IL • United States

Two Mid America Plaza Suite 500 South, Oakbrook Terrace, IL 60181-4715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Orland Park IL 01/2013 09/2024
Rbc Capital Markets, Llc Chicago IL 09/2024 Present
Previous Registrations
  • 2015-11-19 → 2024-09-24
    Morgan Stanley
    West Des Moines, IA
    Deerfield, IL
    Orland Park, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-19
S63 Uniform Securities Agent State Law Examination 2006-08-24
  • S66 Uniform Combined State Law Examination
    2015-11-19
  • S63 Uniform Securities Agent State Law Examination
    2006-08-24
Other Names
  • Tobbie Walter
  • Octoberr Walter

View on SEC IAPD

Nearby Firms

J.P. MORGAN SECURITIES LLC
BUSS CAPITAL MANAGEMENT, LLC
ISTO ADVISORS, LLC

Nearby Investors

Allison Marie Ockwood
Kevin G. Rieger
Tommy Pirvu

Nearby Offices

J.P. MORGAN SECURITIES LLC · LAKE FOREST, IL
BUSS CAPITAL MANAGEMENT, LLC · LAKE FOREST, IL
ISTO ADVISORS, LLC · Lake Forest, IL

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