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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-13 |
| UT | RA | APPROVED | 2026-07-06 |
Branch Locations
680 West 10000 South, South Jordan, UT 84095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Salt Lake City | UT | 05/2020 | 06/2022 |
| Creditrepair.cOm Inc. | Salt Lake City | UT | 02/2020 | 05/2020 |
| Progrexion Teleservices, Inc. | Salt Lake City | UT | 10/2019 | 02/2020 |
| Portabella Stores | New York | NY | 02/2019 | 09/2019 |
| M&M's World - Mars | New York | NY | 06/2019 | 09/2019 |
| Unemployed | Alexandria | 01/2010 | 01/2019 | |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Salt Lake City | UT | 07/2022 | 04/2024 |
| Bank Of America, N.A. | Salt Lake City | UT | 08/2022 | 04/2024 |
| Sofi Securities, Llc | Cottonwood Heights | UT | 04/2024 | 06/2026 |
| Sofi Wealth Llc | Cottonwood Heights | UT | 04/2024 | 06/2026 |
| Morgan Stanley | South Jordan | UT | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-18 |
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