Nicholas R. Brown

Current Employers

Employment History

• 01/2010 → 11/2024
  Valic Financial Advisors, Inc.
  Pompano Beach, FL
• 12/2022 → Present
  Agia
  Houston, TX
• 11/2024 → Present
  Osaic
  Fort Lauderdale, FL

Previous Registrations

• 2010-02-22 → 2024-11-25
  Valic Financial Advisors, Inc.
  Boca Raton, FL
  Pompano Beach, FL
  Boca Raton, FL
• 2008-01-24 → 2009-07-06
  Wells Fargo Clearing Services, Llc
  Tampa, FL
• 2005-04-04 → 2007-12-14
  Banc Of America Investment Services, Inc.
  Tampa, FL
  Tampa, FL

Other Businesses

1. NOTARY POSITION: no position, I simply am a notary. NATURE: I have a notary stamp so that I can notarize work-related forms. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2020 ADDRESS: 1800 N Military Trail Suite 340, Boca Raton FL 33431 DESCRIPTION: Duties are minimal. I notarize a form if someone in our office needs a notary. No charge or fees of any kind. 2. AGIA POSITION: Insurance Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019 DESCRIPTION: In a financial planning process with a client, if there is a need shown for Insurance protection, I may recommend an insurance product. 3. CREATIVE FINANCIAL NETWORK POSITION: agent NATURE: Fixed Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/30/2025 ADDRESS: 5310 NW 33rd Ave, Suite, Fort Lauderdale FL 33309 DESCRIPTION: fixed insurance products 4. PATH FP1, LLC POSITION: Manager NATURE: LLC for tax purposes INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/30/2025 ADDRESS: 2935 Myrtle Oak Circle, Davie FL 33328, United States DESCRIPTION: Manage the books for tax purposes

Exams

• S66 Uniform Combined State Law Examination
  2005-03-31