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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-29 |
| ME | RA | APPROVED | 2025-07-07 |
Branch Locations
Two Portland Square 5Th Floor, Portland, ME 04101-4088 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stone Coast Fund Services | Portland | ME | 06/2018 | 08/2018 |
| Idexx Laboratories, Inc | Westbrook | ME | 06/2019 | 08/2019 |
| Fidelity Brokerage Services Llc | Portland | ME | 05/2020 | 07/2025 |
| Full-Time Education | Waltham | MA | 08/2016 | 05/2017 |
| Hannaford Bros Co. | South Portland | ME | 06/2017 | 08/2017 |
| Full-Time Education | Waltham | MA | 08/2017 | 05/2018 |
| Full-Time Education | Waltham | MA | 08/2018 | 05/2019 |
| Full-Time Education | Waltham | MA | 08/2019 | 05/2020 |
| Fidelity Investments | Boston | MA | 03/2025 | 07/2025 |
| Rbc Capital Markets, Llc | Portland | ME | 07/2025 | Present |
| City National Bank | Portland | ME | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-26 |
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