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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-29
ME RA APPROVED 2025-07-07
  • TX RA
    APPROVED
    Since 2025-07-29
  • ME RA
    APPROVED
    Since 2025-07-07

Branch Locations

Two Portland Square 5Th Floor, Portland, ME 04101-4088 • United States

Portland, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stone Coast Fund Services Portland ME 06/2018 08/2018
Idexx Laboratories, Inc Westbrook ME 06/2019 08/2019
Fidelity Brokerage Services Llc Portland ME 05/2020 07/2025
Full-Time Education Waltham MA 08/2016 05/2017
Hannaford Bros Co. South Portland ME 06/2017 08/2017
Full-Time Education Waltham MA 08/2017 05/2018
Full-Time Education Waltham MA 08/2018 05/2019
Full-Time Education Waltham MA 08/2019 05/2020
Fidelity Investments Boston MA 03/2025 07/2025
Rbc Capital Markets, Llc Portland ME 07/2025 Present
City National Bank Portland ME 08/2025 Present
  • 06/2018 → 08/2018
    Stone Coast Fund Services
    Portland, ME
  • 06/2019 → 08/2019
    Idexx Laboratories, Inc
    Westbrook, ME
  • 05/2020 → 07/2025
    Fidelity Brokerage Services Llc
    Portland, ME
  • 08/2016 → 05/2017
    Full-Time Education
    Waltham, MA
  • 06/2017 → 08/2017
    Hannaford Bros Co.
    South Portland, ME
  • 08/2017 → 05/2018
    Full-Time Education
    Waltham, MA
  • 08/2018 → 05/2019
    Full-Time Education
    Waltham, MA
  • 08/2019 → 05/2020
    Full-Time Education
    Waltham, MA
  • 03/2025 → 07/2025
    Fidelity Investments
    Boston, MA
  • 07/2025 → Present
    Portland, ME
  • 08/2025 → Present
    City National Bank
    Portland, ME
Previous Registrations
  • 2025-03-31 → 2025-08-07
    Portland, ME
    Portland, ME
    Biddeford, ME
    Biddeford, ME
    Portland, ME
    Boston, MA
  • 2021-09-17 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Portland, ME
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-26
  • S66 Uniform Combined State Law Examination
    2020-10-26
Designations

View on SEC IAPD

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