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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-01-09
AZ RA APPROVED 2024-11-01
NE RA APPROVED 2024-10-24
TX RA APPROVED 2024-10-24
  • MN RA
    APPROVED
    Since 2025-01-09
  • AZ RA
    APPROVED
    Since 2024-11-01
  • NE RA
    APPROVED
    Since 2024-10-24
  • TX RA
    APPROVED
    Since 2024-10-24

Branch Locations

9336 E Raintree Drive Suite 110, Scottsdale, AZ 85260 • United States

428 S Gilbert Road, Building 4 Ste 115, Gilbert, AZ 85296 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Lincoln NE 04/2023 05/2024
Farm Bureau Financial Services Elkhorn NE 01/2022 02/2023
Guardian Life Insurane Scottsdale AZ 07/2024 09/2024
Park Avenue Securities Scottsdale AZ 07/2024 09/2024
University Of Nebraska-Lincoln Lincoln NE 08/2020 12/2023
Farm Bureau Financial Services Elkhorn NE 05/2020 12/2022
Oscars Bar And Grill Omaha NE 08/2018 12/2019
Millard South High School Omaha NE 08/2018 04/2020
Yutan Jr High Yutan NE 08/2014 07/2018
Guardian Life Insurane Gilbert AZ 10/2024 Present
Park Avenue Securities Gilbert AZ 10/2024 Present
Guardian Life Insurance Phoenix AZ 10/2024 10/2024
Park Avenue Securities Phoenix AZ 10/2024 10/2024
Guardian Life Insurance Scottsdale AZ 07/2025 Present
Park Avenue Securities Scottsdale AZ 07/2025 Present
  • 04/2023 → 05/2024
    Morgan Stanley
    Lincoln, NE
  • 01/2022 → 02/2023
    Farm Bureau Financial Services
    Elkhorn, NE
  • 07/2024 → 09/2024
    Guardian Life Insurane
    Scottsdale, AZ
  • 07/2024 → 09/2024
    Park Avenue Securities
    Scottsdale, AZ
  • 08/2020 → 12/2023
    University Of Nebraska-Lincoln
    Lincoln, NE
  • 05/2020 → 12/2022
    Farm Bureau Financial Services
    Elkhorn, NE
  • 08/2018 → 12/2019
    Oscars Bar And Grill
    Omaha, NE
  • 08/2018 → 04/2020
    Millard South High School
    Omaha, NE
  • 08/2014 → 07/2018
    Yutan Jr High
    Yutan, NE
  • 10/2024 → Present
    Guardian Life Insurane
    Gilbert, AZ
  • 10/2024 → Present
    Park Avenue Securities
    Gilbert, AZ
  • 10/2024 → 10/2024
    Guardian Life Insurance
    Phoenix, AZ
  • 10/2024 → 10/2024
    Park Avenue Securities
    Phoenix, AZ
  • 07/2025 → Present
    Guardian Life Insurance
    Scottsdale, AZ
  • 07/2025 → Present
    Park Avenue Securities
    Scottsdale, AZ
Other Businesses

1) Hunting Guide-Big Chino Outfitters Nature of Business: Hunting, Start date: 09/12/2025, Address: 1981 Commerce Center Cir UNIT A, Prescott, AZ 86301, Duties: prepping hunts by setting up blinds, scouting for game, cleaning lodge, taking out trash etc., 20 total hours per month; 3 during securities trading hours, Not investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-12
  • S66 Uniform Combined State Law Examination
    2024-10-12
Other Names
  • Chase Perchal
  • Chase D Perchal

View on SEC IAPD

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