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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-01-09 |
| AZ | RA | APPROVED | 2024-11-01 |
| NE | RA | APPROVED | 2024-10-24 |
| TX | RA | APPROVED | 2024-10-24 |
Branch Locations
9336 E Raintree Drive Suite 110, Scottsdale, AZ 85260 • United States
428 S Gilbert Road, Building 4 Ste 115, Gilbert, AZ 85296 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Lincoln | NE | 04/2023 | 05/2024 |
| Farm Bureau Financial Services | Elkhorn | NE | 01/2022 | 02/2023 |
| Guardian Life Insurane | Scottsdale | AZ | 07/2024 | 09/2024 |
| Park Avenue Securities | Scottsdale | AZ | 07/2024 | 09/2024 |
| University Of Nebraska-Lincoln | Lincoln | NE | 08/2020 | 12/2023 |
| Farm Bureau Financial Services | Elkhorn | NE | 05/2020 | 12/2022 |
| Oscars Bar And Grill | Omaha | NE | 08/2018 | 12/2019 |
| Millard South High School | Omaha | NE | 08/2018 | 04/2020 |
| Yutan Jr High | Yutan | NE | 08/2014 | 07/2018 |
| Guardian Life Insurane | Gilbert | AZ | 10/2024 | Present |
| Park Avenue Securities | Gilbert | AZ | 10/2024 | Present |
| Guardian Life Insurance | Phoenix | AZ | 10/2024 | 10/2024 |
| Park Avenue Securities | Phoenix | AZ | 10/2024 | 10/2024 |
| Guardian Life Insurance | Scottsdale | AZ | 07/2025 | Present |
| Park Avenue Securities | Scottsdale | AZ | 07/2025 | Present |
1) Hunting Guide-Big Chino Outfitters Nature of Business: Hunting, Start date: 09/12/2025, Address: 1981 Commerce Center Cir UNIT A, Prescott, AZ 86301, Duties: prepping hunts by setting up blinds, scouting for game, cleaning lodge, taking out trash etc., 20 total hours per month; 3 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-12 |
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