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N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-05-12 |
Branch Locations
4400 Silas Creek Parkway Suite 200, Winston-Salem, NC 27104 • United States
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global View Capital Advisors, Llc | Waukesha | WI | 02/2020 | Present |
| Global View Capital Insurance Services, Ltd. | Waukesha | WI | 03/2020 | Present |
| Global View Capital Management, Llc | Waukesha | WI | 05/2020 | Present |
| Carolina Autos | Mocksville | NC | 01/1989 | Present |
| New Era Builders, Llc | Mocksville | NC | 05/2007 | Present |
| Steve Podgett'S Danville Honda | Danville | VA | 02/2018 | 10/2019 |
| Lynchburg Mazda | Forest | VA | 08/2014 | 03/2017 |
| Marlo & Co. Realty | Mocksville | NC | 10/2014 | Present |
[1] CAROLINA AUTOS; NOT INVESTMENT RELATED; ADDRESS: 140 ALLEN ROAD, MOCKSVILLE, NC 27028; NATURE: USED VEHICLE SALES; POSITION: OWNER; STARTED: JANUARY 1989; APPROX. 1 HR/MONTH DURING TRADING HOURS; APPROX. ZERO HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: PHASE OUT USED VEHICLE SALES-WHOLESALE. [2] NEW ERA BUILDERS, LLC; NOT INVESTMENT RELATED; ADDRESS: 140 ALLEN ROAD, MOCKSVILLE, NC 27028; NATURE: RESIDENTIAL BUILDING RENTALS; POSITION: MEMBER-MANAGER, OWNER; STARTED: 05-31-2007; APPROX. 1 HR/MONTH DURING TRADING HOURS; APPROX. 1 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MANAGE RESIDENTIAL RENTAL PROPERTIES. [3] MARLO & CO. REALTY; NOT INVESTMENT RELATED; ADDRESS: 1201 WAGNER ROAD, MOCKSVILLE, NC 27028; NATURE: REAL ESTATE: POSITION: INDEPENDENT CONTRACTOR-REAL ESTATE BROKER; STARTED: 10-15-2014; APPROX. 50 HRS/MONTH DURING TRADING HOURS; APPROX. 30 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: REAL ESTATE SALES. [4] LOVE ON MISSION, A 501c3 NON-PROFIT ENTITY; NOT INVESTMENT RELATED; ADDRESS: 140 ALLEN ROAD, MOCKSVILLE, NC 27028; NATURE: NON-PROFIT MINISTRY TO MINOR ETHNIC GROUPS IN BURMA ALSO KNOWN AS MYANMAR; POSITION: PRESIDENT; STARTED: 03-31-2017; APPROX. 5 HRS/MONTH DURING TRADING HOURS; APPROX. 20 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MANAGE PROJECTS IN BURMA ALSO KNOWN AS MYANMAR, CONDUCT SMALL FUND RAISING FOR PROJECTS. [5] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 02-18-2020; APPROX. 20 ADVISORY HRS DURING TRADING HOURS; APPROX. 20 ADVISORY HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED IF APPLICABLE. [6] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 03-03-2020; APPROX. 10 HRS/MONTH DURING TRADING HOURS; APPROX. 10 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS AND FIXED ANNUITIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-05 |
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