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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-07-02 |
| TX | RA | APPROVED | 2026-07-02 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pimco Investments Llc | Newport Beach | CA | 05/2020 | 12/2020 |
| Western Asset Management | Pasadena | CA | 09/2010 | 04/2020 |
| Unemployed | West Hills | CA | 01/2021 | 05/2022 |
| Tcw Funds Distributors Llc | Los Angeles | CA | 06/2022 | 11/2022 |
| Northwestern Mutual Life Insurance Company | Calabasas | CA | 02/2025 | 09/2025 |
| Northwestern Mutual Investment Services Llc | Calabasas | CA | 02/2025 | 09/2025 |
| Unemployed | West Hills | CA | 12/2022 | 02/2025 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 03/2026 | Present |
| The Vanguard Group, Inc. | Scottsdale | AZ | 03/2026 | Present |
| Unemployed | Los Angeles | CA | 09/2025 | 03/2026 |
| Pepperdine University | Malibu | CA | 08/2015 | 08/2017 |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 07/2026 | Present |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHANDLER, AZ NATURE OF BUSINESS: CA LIFE AND ACCIDENT & HEALTH OR SICKNESS POSITION: N/A START DATE: 05/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-01 |
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