Nicholas Matthew Groom

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2020-11-09

AZ RA
APPROVED

Since 2020-11-09

Branch Locations

34502 N Scottsdale Rd, Scottsdale, AZ 85266 • United States

10959 E Dynamite Blvd, Scottsdale, AZ 85262 • United States

8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States

29425 N Cave Creek Rd, Cave Creek, AZ 85331 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Flagstaff	AZ	05/2020	Present
Wells Fargo Bank, Na	Flagstaff	AZ	08/2017	Present
United States Army	Fort Benning	GA	08/2010	04/2018

05/2020 → Present

Wells Fargo Clearing Services, Llc

Flagstaff, AZ
08/2017 → Present

Wells Fargo Bank, Na

Flagstaff, AZ
08/2010 → 04/2018

United States Army

Fort Benning, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-05

S66 Uniform Combined State Law Examination

2020-11-05

Other Names

Nicholas Matthew Warnamally
Nicholas Groom

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

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