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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-15 |
| SC | RA | APPROVED | 2021-11-22 |
Branch Locations
300 North Main Street Suite 400, Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenville | SC | 04/2015 | 11/2021 |
| Boston University School Of Law | Boston | MA | 09/2018 | Present |
| R. W. Baird | Greenville | SC | 11/2021 | Present |
Name/Address: 5th Gen LLC 1107 W. 6th Ave Ste B Cheyenne WY 82001 Start Date: 12/5/16 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: LLC Owner/Member; Passive Investment Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-25 |
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