Stephen James Flamio

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-02-20

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	10/2021	06/2022
Northwestern Mutual	White Plains	NY	04/2020	08/2020
The Liner Specialists Inc.	Carmel	NY	06/2019	08/2019
Laurel Oak Landscaping	Brewster	NY	05/2018	08/2018
The University Of Alabama	Tuscaloosa	AL	08/2017	05/2021
Carmel High School	Carmel	NY	09/2016	06/2017
Unemployed	Carmel	NY	05/2021	10/2021
Morgan Stanley	New York	NY	07/2022	11/2025
Vanguard Advisers, Inc.	Charlotte	NC	02/2022	06/2022
Vanguard Marketing Corporation	Charlotte	NC	10/2021	06/2022
Northwestern Mutual Investment Services, Llc	White Plains	NY	05/2020	08/2020
Mml Investors Services, Llc	Elmsford	NY	02/2026	Present
Massmutual Life Insurance Co	Elmsford	NY	02/2026	Present
Unemployed	Carmel	NY	11/2025	02/2026

10/2021 → 06/2022

The Vanguard Group, Inc.

Charlotte, NC
04/2020 → 08/2020

Northwestern Mutual

White Plains, NY
06/2019 → 08/2019

The Liner Specialists Inc.

Carmel, NY
05/2018 → 08/2018

Laurel Oak Landscaping

Brewster, NY
08/2017 → 05/2021

The University Of Alabama

Tuscaloosa, AL
09/2016 → 06/2017

Carmel High School

Carmel, NY
05/2021 → 10/2021

Unemployed

Carmel, NY
07/2022 → 11/2025

Morgan Stanley

New York, NY
02/2022 → 06/2022

Vanguard Advisers, Inc.

Charlotte, NC
10/2021 → 06/2022

Vanguard Marketing Corporation

Charlotte, NC
05/2020 → 08/2020

Northwestern Mutual Investment Services, Llc

White Plains, NY
02/2026 → Present

Mml Investors Services, Llc

Elmsford, NY
02/2026 → Present

Massmutual Life Insurance Co

Elmsford, NY
11/2025 → 02/2026

Unemployed

Carmel, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-02-16

Other Firms