Noe Robert Lopez

Current Employers

Employment History

• 05/2016 → 03/2020
  Enterprise Holdings
  Corpus Christi, TX
• 05/2020 → 01/2022
  First Command Advisory Services
  Fort Worth, TX
• 02/2022 → 05/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Corpus Christi, TX
• 02/2022 → 05/2024
  Bank Of America,N.A.
  Corpus Christi, TX
• 04/2020 → 04/2020
  Unemployed
  Corpus Christi, TX
• 06/2024 → 10/2024
  Jpmorgan Securities Llc
  San Antonio, TX
• 11/2024 → 08/2025
  Xtollo Investment Partners, Llc
  Austin, TX
• 11/2024 → 08/2025
  Quasar Distributors, Llc
  Austin, TX
• 11/2025 → Present
  B.B. Graham & Company, Inc.
  Austin, TX
• 11/2025 → Present
  Per Stirling Capital Management, Llc
  Austin, TX

Previous Registrations

• 2024-07-16 → 2024-10-19
  J.P. Morgan Securities Llc
  San Antonio, TX
• 2022-03-30 → 2024-05-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
  Corpus Christi, TX
  Corpus Christi, TX
  Corpus Christi, TX
  New York, NY
  Corpus Christi, TX
  Austin, TX
  Corpus Christi, TX
• 2021-04-16 → 2022-01-20
  First Command Advisory Services
  Corpus Christi, TX
  Fort Worth, TX

Other Businesses

OUTSIDE BUSINESS ACTIVITIES APPROVED BY B. B. GRAHAM & CO, INC .: PER STIRLING CAPITAL MANAGEMENT, LLC; INVESTMENT-RELATED; ADDRESS: 4800 BEE CAVES ROAD, AUSTIN, TX, 78746; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR; POSITION: OPERATIONS SPECIALIST; START DATE: 11/15/2025; APPROX 40 HRS/WK; 90% DURING TRADING HOURS; DUTIES: OPERATIONS ADMINISTRATION. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY PER STIRLING CAPITAL MANAGEMENT, LLC: B.B. GRAHAM & COMPANY, INC. - INVESTMENT-RELATED; 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE OF BUSINESS: BROKER DEALER; POSITION: REGISTERED REPRESENTATIVE; START DATE: 11/15/2025.

Exams

• S66 Uniform Combined State Law Examination
  2021-01-16

Other Names

• Noe Robert Lopez
• Noe Robert Lopez
• Noe R Lopez
• Noe Lopez