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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-08-27 |
| TX | RA | APPROVED | 2022-09-02 |
| WY | RA | APPROVED | 2020-09-10 |
Branch Locations
856 Coffeen Ave, Sheridan, WY 82801 • United States
2001 Mountain View Dr, Cody, WY 82414 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grand Canyon University | Phoenix | AZ | 03/2020 | 04/2020 |
| Pitch Pizza | Scottsdale | AZ | 09/2019 | 03/2020 |
| Grand Canyon University | Phoenix | AZ | 08/2019 | 09/2019 |
| The Keys | Put In Bay | OH | 06/2019 | 08/2019 |
| The Boulders | Scottsdale | AZ | 01/2018 | 08/2019 |
| Ejb Services | Commerce City | CO | 10/2016 | 12/2018 |
| Prairie View High School | Henderson | CO | 08/2013 | 10/2016 |
| Otho E Stuart Middle School | Commerce City | CO | 05/2010 | 10/2016 |
| Thrivent Investment Management Inc | Cody | WY | 05/2020 | Present |
| Thrivent Financial | Appleton | WI | 09/2020 | 11/2020 |
| Thrivent Financial | Appleton | WI | 11/2020 | Present |
CODY LIONS CLUB POSITION: Lion Tamer NATURE: Cody lions is a philanthropic organization that assists the Cody community for is various needs. The main mission of the club is to provide help to community members who are blind or have seeing impairments. https://codylionsclub.org/ INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/06/2025 ADDRESS: PO Box 786, Cody WY 82414, United States DESCRIPTION: I have a minor role in the board. My weekly responsibilities include brining the ceremonial bells and banner to each meeting. I do have voting role on how we operate events and things of similar nature. OLIVE GLENN GOLF CLUB POSITION: General Membership NATURE: Olive Glenn Golf Glub is a public golf course that includes a Restaurant & Golf Course available for both public play and membership. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2025 ADDRESS: 802 Meadow Lane Ave, Cody WY 82414, United States DESCRIPTION: Voting Role on the board of Members
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-09 |
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