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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-01-30 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
124 South River Street, Plains, PA 18705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc | Pittston | PA | 09/2014 | Present |
| Stonex Advisors Inc | Pittston | PA | 01/2015 | Present |
Grudzinski Financial Services 51 Poplar Street Plains, PA 18705 President/Financial Advisor Yes Investment Related Nature: Offer Life, Annuity, LTC products as part of financial services offered to client Duties: Identify client's needs and provide products and vehicles that meet clients needs Approx hours spent per month and during market hours: no specific focus or time spent on life and annuity products. These are only offered to client when a need for them is identified.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-12 |
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