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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-10-13
  • AZ RA
    APPROVED
    Since 2022-10-13

Branch Locations

2355 East Camelback Road Suite 750, Phoenix, AZ 85016 • United States

3949 E Elmwood St,, Mesa, AZ 85205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co. Scottsdale AZ 05/2020 Present
Nylife Securities Llc Scottsdale AZ 08/2020 Present
Spx Production Phoenix AZ 09/2015 05/2020
Grand Canyon University Phoenix AZ 09/2021 01/2025
Nylife Securities Llc Phoenix AZ 10/2022 Present
Desert Moon Financial & Insurance Solutions Llc Phoenix AZ 02/2024 Present
Capital Edge Insurance & Financial Services, Inc. Phoenix AZ 02/2025 Present
  • 05/2020 → Present
    New York Life Insurance Co.
    Scottsdale, AZ
  • 08/2020 → Present
    Nylife Securities Llc
    Scottsdale, AZ
  • 09/2015 → 05/2020
    Spx Production
    Phoenix, AZ
  • 09/2021 → 01/2025
    Grand Canyon University
    Phoenix, AZ
  • 10/2022 → Present
    Nylife Securities Llc
    Phoenix, AZ
  • 02/2024 → Present
    Desert Moon Financial & Insurance Solutions Llc
    Phoenix, AZ
  • 02/2025 → Present
    Capital Edge Insurance & Financial Services, Inc.
    Phoenix, AZ
Other Businesses

[SPX Productions LLC dba The Social Television Network; SPX Productions LLC dba The Social Television Network is a video marketing and advertising company.; 920 E Madison St., Suite 170, Phoenix, AZ. 85034; Start Date: 09/2015; Role/Title: Owner; Not investment related; 5 hours per month; 0 hours per month during securities trading hours; My husband, Eric Sperling founded the company in 2011. I became an active employee with day-to-day Director responsibilities in 09/2015. I am now stepping out of day-to-day Director responsibilities associated with running or operating the business. As an owner, I will remain active as a board member. My duties will consist of participation in quarterly board meetings and periodic sharing of communication via personal social media accounts.] [2650 E. McKellips Rd #227 LLC; Long-term rental property. 2650 E. Mckellips Rd. #227, Mesa AZ 85213. Professionally managed by Avant Garde Property Management.; 2650 E. Mckellips Rd. #227, Mesa AZ 85213; Start Date 07/2021; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; Consultation only with Property Management company.] [This is Joy: A Path to Finding Joy, Gratitude and the Present; Independent publisher and sole author of book offered for sale on Amazon.com.; 3949 E Elmwood St., Mesa AZ 85205; Start Date 08/2019; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; function is purely as the published author and recipient of sales proceeds upon the purchase of the book] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 2355 E Camelback Rd., Suite 750, Phoenix, AZ 85016; Start Date 09/2023; Role/Title: Insurance Broker; Investment Related; 4 hours per month; 4 hours per month during securities trading hours; Offering health care plans to businesses in shared business opportunities with other New York Life Agents who also broker healthcare plans with United Health Care for individuals and businesses.] [OPERATING UNDER THE DBA NAME DESERT MOON FINANCIAL & INSURANCE SOLUTIONS LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; PHOENIX, AZ; START DATE: 02/2024] [3613 E Racoon Way, Flagstaff LLC ; Residential rental property, currently being rented as a short-term rental property. The house is owned by 3613 E Racoon Way, Flagstaff LLC, of which I am the only member of. This property is professionally managed. ; 3613 E Racoon Way, Flagstaff, AZ 86004; Start Date 08/2024; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF Capital Edge Insurance & Financial Services, Inc. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; PHOENIX AZ; START DATE: 02/2025]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-24
S63 Uniform Securities Agent State Law Examination 2021-02-13
  • S65 Uniform Investment Adviser Law Examination
    2022-09-24
  • S63 Uniform Securities Agent State Law Examination
    2021-02-13
Other Names
  • Malia King

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