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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-10-13 |
Branch Locations
2355 East Camelback Road Suite 750, Phoenix, AZ 85016 • United States
3949 E Elmwood St,, Mesa, AZ 85205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co. | Scottsdale | AZ | 05/2020 | Present |
| Nylife Securities Llc | Scottsdale | AZ | 08/2020 | Present |
| Spx Production | Phoenix | AZ | 09/2015 | 05/2020 |
| Grand Canyon University | Phoenix | AZ | 09/2021 | 01/2025 |
| Nylife Securities Llc | Phoenix | AZ | 10/2022 | Present |
| Desert Moon Financial & Insurance Solutions Llc | Phoenix | AZ | 02/2024 | Present |
| Capital Edge Insurance & Financial Services, Inc. | Phoenix | AZ | 02/2025 | Present |
[SPX Productions LLC dba The Social Television Network; SPX Productions LLC dba The Social Television Network is a video marketing and advertising company.; 920 E Madison St., Suite 170, Phoenix, AZ. 85034; Start Date: 09/2015; Role/Title: Owner; Not investment related; 5 hours per month; 0 hours per month during securities trading hours; My husband, Eric Sperling founded the company in 2011. I became an active employee with day-to-day Director responsibilities in 09/2015. I am now stepping out of day-to-day Director responsibilities associated with running or operating the business. As an owner, I will remain active as a board member. My duties will consist of participation in quarterly board meetings and periodic sharing of communication via personal social media accounts.] [2650 E. McKellips Rd #227 LLC; Long-term rental property. 2650 E. Mckellips Rd. #227, Mesa AZ 85213. Professionally managed by Avant Garde Property Management.; 2650 E. Mckellips Rd. #227, Mesa AZ 85213; Start Date 07/2021; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; Consultation only with Property Management company.] [This is Joy: A Path to Finding Joy, Gratitude and the Present; Independent publisher and sole author of book offered for sale on Amazon.com.; 3949 E Elmwood St., Mesa AZ 85205; Start Date 08/2019; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; function is purely as the published author and recipient of sales proceeds upon the purchase of the book] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 2355 E Camelback Rd., Suite 750, Phoenix, AZ 85016; Start Date 09/2023; Role/Title: Insurance Broker; Investment Related; 4 hours per month; 4 hours per month during securities trading hours; Offering health care plans to businesses in shared business opportunities with other New York Life Agents who also broker healthcare plans with United Health Care for individuals and businesses.] [OPERATING UNDER THE DBA NAME DESERT MOON FINANCIAL & INSURANCE SOLUTIONS LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; PHOENIX, AZ; START DATE: 02/2024] [3613 E Racoon Way, Flagstaff LLC ; Residential rental property, currently being rented as a short-term rental property. The house is owned by 3613 E Racoon Way, Flagstaff LLC, of which I am the only member of. This property is professionally managed. ; 3613 E Racoon Way, Flagstaff, AZ 86004; Start Date 08/2024; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF Capital Edge Insurance & Financial Services, Inc. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; PHOENIX AZ; START DATE: 02/2025]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2021-02-13 |
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