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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-26
SC RA APPROVED 2023-08-29
  • TX RA
    APPROVED_RES
    Since 2026-03-26
  • SC RA
    APPROVED
    Since 2023-08-29

Branch Locations

10 Lavinia Avenue, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Liberty University Lynchburg VA 08/2016 05/2017
Passport Camps Birmingham AL 05/2017 08/2017
Liberty University Lynchburg VA 08/2017 05/2018
Passport Camps Birmingham AL 05/2018 08/2018
Liberty University Lynchburg VA 08/2018 05/2019
Passport Camps Birmingham AL 05/2019 08/2019
Yorktown Funds Lynchburg VA 08/2019 03/2020
Unemployed Lynchburg VA 03/2020 05/2020
Lpl Financial, Llc Asheville NC 05/2020 08/2023
Liberty University-Hancock Welcome Center Lynchburg VA 01/2018 05/2019
Commonwealth Financial Network Waltham MA 08/2023 Present
Paragon Financial, Llc Asheville NC 08/2023 12/2024
Graves Wealth Management Greenville SC 01/2025 Present
  • 08/2016 → 05/2017
    Liberty University
    Lynchburg, VA
  • 05/2017 → 08/2017
    Passport Camps
    Birmingham, AL
  • 08/2017 → 05/2018
    Liberty University
    Lynchburg, VA
  • 05/2018 → 08/2018
    Passport Camps
    Birmingham, AL
  • 08/2018 → 05/2019
    Liberty University
    Lynchburg, VA
  • 05/2019 → 08/2019
    Passport Camps
    Birmingham, AL
  • 08/2019 → 03/2020
    Yorktown Funds
    Lynchburg, VA
  • 03/2020 → 05/2020
    Unemployed
    Lynchburg, VA
  • 05/2020 → 08/2023
    Asheville, NC
  • 01/2018 → 05/2019
    Liberty University-Hancock Welcome Center
    Lynchburg, VA
  • 08/2023 → Present
    Waltham, MA
  • 08/2023 → 12/2024
    Paragon Financial, Llc
    Asheville, NC
  • 01/2025 → Present
    Graves Wealth Management
    Greenville, SC
Previous Registrations
Other Businesses

1. Fixed insurance sales; as of 8/15/2023; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Graves Wealth Management, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2025; 95% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-28
  • S66 Uniform Combined State Law Examination
    2020-08-28

View on SEC IAPD

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