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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-26 |
| SC | RA | APPROVED | 2023-08-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Liberty University | Lynchburg | VA | 08/2016 | 05/2017 |
| Passport Camps | Birmingham | AL | 05/2017 | 08/2017 |
| Liberty University | Lynchburg | VA | 08/2017 | 05/2018 |
| Passport Camps | Birmingham | AL | 05/2018 | 08/2018 |
| Liberty University | Lynchburg | VA | 08/2018 | 05/2019 |
| Passport Camps | Birmingham | AL | 05/2019 | 08/2019 |
| Yorktown Funds | Lynchburg | VA | 08/2019 | 03/2020 |
| Unemployed | Lynchburg | VA | 03/2020 | 05/2020 |
| Lpl Financial, Llc | Asheville | NC | 05/2020 | 08/2023 |
| Liberty University-Hancock Welcome Center | Lynchburg | VA | 01/2018 | 05/2019 |
| Commonwealth Financial Network | Waltham | MA | 08/2023 | Present |
| Paragon Financial, Llc | Asheville | NC | 08/2023 | 12/2024 |
| Graves Wealth Management | Greenville | SC | 01/2025 | Present |
1. Fixed insurance sales; as of 8/15/2023; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Graves Wealth Management, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2025; 95% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-28 |
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