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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-14 |
| MO | RA | APPROVED | 2021-12-23 |
Branch Locations
1401 S Brentwood Blvd Ste 400, St. Louis, MO 63144 • United States
O'FAllon, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Big Daddys Bar | Edwardsville | IL | 06/2018 | 02/2020 |
| Southern Illinois University Edwardsville | Edwardsville | IL | 05/2018 | 05/2020 |
| Jefferson Community College | Hillsboro | MO | 06/2016 | 05/2018 |
| Jefferson College | Hillsboro | MO | 09/2016 | 05/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2020 | 11/2021 |
| Northwestern Mutual Investment Services Llc | Fairview Hts | IL | 10/2020 | 11/2021 |
| Boston Red Sox | Ft. Myers | FL | 05/2020 | 12/2021 |
| Lpl Financial Llc | Brentwood | MO | 12/2021 | Present |
1) 2026-04-20 - Gatewood Tax & Accounting - Tax Prep/Accounting/CPA - Y - 40 - 20 - Saint Louis MO - 2026-02-10 - Tax administration and preparation services 2) 2025-01-08 - Maximized Pitching Lab - Other - Athletic Development - N - 15 - 0 - at reported business location(s) - 2024-08-01 -
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2020-12-23 |
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