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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-07-06
  • CO RA
    APPROVED
    Since 2023-07-06

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Aurora, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diversified Investors Securities Corp. Hermantown MN 02/2013 04/2020
Transamerica Retirement Solutions Hermantown MN 02/2013 04/2020
Great Waters Financial Duluth MN 05/2020 07/2020
Advisornet Wealth Management Minneapolis MN 05/2020 07/2020
Prudential Insurance Company Of America Hermantown MN 11/2020 10/2021
Prudential Investment Management Services, Llc Hermantown MN 05/2021 10/2021
Unemployed Duluth MN 08/2020 10/2020
Gwfs Equities, Inc Greenwood Village CO 02/2022 Present
Advised Assets Group, Llc Greenwood Village CO 02/2022 Present
Unemployed Duluth MN 11/2021 01/2022
  • 02/2013 → 04/2020
    Diversified Investors Securities Corp.
    Hermantown, MN
  • 02/2013 → 04/2020
    Transamerica Retirement Solutions
    Hermantown, MN
  • 05/2020 → 07/2020
    Great Waters Financial
    Duluth, MN
  • 05/2020 → 07/2020
    Advisornet Wealth Management
    Minneapolis, MN
  • 11/2020 → 10/2021
    Prudential Insurance Company Of America
    Hermantown, MN
  • 05/2021 → 10/2021
    Prudential Investment Management Services, Llc
    Hermantown, MN
  • 08/2020 → 10/2020
    Unemployed
    Duluth, MN
  • 02/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 02/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
  • 11/2021 → 01/2022
    Unemployed
    Duluth, MN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-03
S63 Uniform Securities Agent State Law Examination 2013-03-29
  • S65 Uniform Investment Adviser Law Examination
    2015-11-03
  • S63 Uniform Securities Agent State Law Examination
    2013-03-29
Other Names
  • Shannon Marie Roberts
  • Shannon Marie Blume
  • Shannon Marie Blume
  • Shannon Marie Sassman

View on SEC IAPD

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