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David Brown

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Alexandria, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-12-06
TX RA APPROVED 2023-03-14
VA RA APPROVED 2023-02-10
  • DC RA
    APPROVED
    Since 2023-12-06
  • TX RA
    APPROVED
    Since 2023-03-14
  • VA RA
    APPROVED
    Since 2023-02-10

Branch Locations

1900 Duke St, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Dumfries VA 07/2022 Present
Quiktrip Atlanta GA 04/2017 04/2022
Burger King Lilburn GA 05/2015 04/2017
Ups Lawrenceville GA 11/2020 01/2021
Homechef Lithonia GA 01/2021 02/2021
Costco Wholesale Atlanta GA 04/2021 08/2021
Northwestern Mutual Atlanta GA 04/2020 08/2020
Georgia State University Atlanta GA 08/2018 05/2022
Georgia Southern University Statesboro GA 08/2017 06/2018
Bank Of America N.A. Dumfries VA 01/2023 Present
  • 07/2022 → Present
    Merrill Lynch
    Dumfries, VA
  • 04/2017 → 04/2022
    Quiktrip
    Atlanta, GA
  • 05/2015 → 04/2017
    Burger King
    Lilburn, GA
  • 11/2020 → 01/2021
    Ups
    Lawrenceville, GA
  • 01/2021 → 02/2021
    Homechef
    Lithonia, GA
  • 04/2021 → 08/2021
    Costco Wholesale
    Atlanta, GA
  • 04/2020 → 08/2020
    Northwestern Mutual
    Atlanta, GA
  • 08/2018 → 05/2022
    Georgia State University
    Atlanta, GA
  • 08/2017 → 06/2018
    Georgia Southern University
    Statesboro, GA
  • 01/2023 → Present
    Bank Of America N.A.
    Dumfries, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-09
  • S66 Uniform Combined State Law Examination
    2023-02-09
Other Names
  • David Alan Brown
  • Dave Alan Brown

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Alexandria, VA
INTEGRATED WEALTH CONCEPTS LLC · Alexandria, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Alexandria, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA
EDWARD JONES · Alexandria, VA
THE EDGAR LOMAX COMPANY · ALEXANDRIA, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALEXANDRIA, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA

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