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Thomas Boyd Dohogne

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 7251406

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-08-31
TX RA APPROVED 2021-08-30
  • AZ RA
    APPROVED
    Since 2021-08-31
  • TX RA
    APPROVED
    Since 2021-08-30

Branch Locations

14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Velocity Retail Group Phoenix AZ 01/2020 04/2020
Culinary Dropout Phoenix AZ 05/2018 03/2020
Grand Canyon University Phoenix AZ 08/2018 04/2020
Creighton University Omaha NE 05/2016 04/2018
Axa/Eauitable Advisors, Llc Phoenix AZ 04/2020 07/2021
The Vanguard Group, Inc. Scottsdale AZ 08/2021 Present
  • 01/2020 → 04/2020
    Velocity Retail Group
    Phoenix, AZ
  • 05/2018 → 03/2020
    Culinary Dropout
    Phoenix, AZ
  • 08/2018 → 04/2020
    Grand Canyon University
    Phoenix, AZ
  • 05/2016 → 04/2018
    Creighton University
    Omaha, NE
  • 04/2020 → 07/2021
    Axa/Eauitable Advisors, Llc
    Phoenix, AZ
  • 08/2021 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
Previous Registrations
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-20
  • S66 Uniform Combined State Law Examination
    2020-08-20
Other Names
  • Thomas Dohogne
  • Thomas Boyd Dohogne

View on SEC IAPD

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