Alexis N Arthur

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2024-11-12
IL	RA	APPROVED	2021-10-22
TX	RA	APPROVED	2021-10-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Student	Cheney	WA	08/2013	06/2017
Student	Moscow	ID	08/2017	05/2020
Moscow Parks And Recreation	Moscow	ID	05/2018	08/2018
Moscow Parks And Recreation	Moscow	ID	05/2019	08/2019
Ramada Inn	Spokane	WA	04/2017	08/2017
Cheney Parks And Recreation	Cheney	WA	05/2017	08/2017
Northwestern Mutual Life Insurance Company	Milwaukee	WI	05/2020	05/2021
Northwestern Mutual Investment Services Llc	Spokane Valley	WA	11/2020	05/2021
Morgan Stanley	Seattle	WA	06/2021	Present

08/2013 → 06/2017

Student

Cheney, WA
08/2017 → 05/2020

Student

Moscow, ID
05/2018 → 08/2018

Moscow Parks And Recreation

Moscow, ID
05/2019 → 08/2019

Moscow Parks And Recreation

Moscow, ID
04/2017 → 08/2017

Ramada Inn

Spokane, WA
05/2017 → 08/2017

Cheney Parks And Recreation

Cheney, WA
05/2020 → 05/2021

Northwestern Mutual Life Insurance Company

Milwaukee, WI
11/2020 → 05/2021

Northwestern Mutual Investment Services Llc

Spokane Valley, WA
06/2021 → Present

Morgan Stanley

Seattle, WA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-10-22
S63	Uniform Securities Agent State Law Examination	2021-05-14

Other Firms