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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-03-06 |
Branch Locations
3920 Summit Plaza Drive, Louisville, KY 40241 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual | Louisville | KY | 04/2010 | 02/2019 |
| Mml Investors Services Inc | Louisville | KY | 04/2010 | 02/2019 |
| Jpmorgan Chase Bank, N.A. | Louisville | KY | 02/2019 | Present |
| J.P. Morgan Securities Llc | Louisville | KY | 02/2019 | Present |
| North Oldham Middle School | Goshen | KY | 11/2024 | Present |
Entity Name: North Oldham Middle School Investment related: No "Address: 1801 S Highway #1793 Goshen, KY 40026" Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 11/15/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Middle School Head wrestling coach
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-05 |
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