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Current Employers
Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-08-05
  • IA RA
    APPROVED
    Since 2020-08-05

Branch Locations

300 Collins Road Ne Suite A, Cedar Rapids, IA 52402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nations Financial Group, Inc. Cedar Rapids IA 04/2020 Present
Hanson's Schwartz Farms Vinton IA 01/2019 Present
Benton County Sheriff Office Vinton IA 08/2019 Present
Rehab Visions Vinton IA 03/2016 02/2020
Vinton Volunteer Fire Dept Vinton IA 03/2018 Present
  • 04/2020 → Present
    Cedar Rapids, IA
  • 01/2019 → Present
    Hanson's Schwartz Farms
    Vinton, IA
  • 08/2019 → Present
    Benton County Sheriff Office
    Vinton, IA
  • 03/2016 → 02/2020
    Rehab Visions
    Vinton, IA
  • 03/2018 → Present
    Vinton Volunteer Fire Dept
    Vinton, IA
Other Businesses

Hanson's Schwartz Farms. 6123 27th Ave. Vinton, IA 52349. Not investment related. Nature of business is farming. Position is owner/farmer. Started January 2019.Approx 40 hrs/month spent on business, none during security trading hrs. Duties are management and operation of grain producing farm.// Vinton Volunteer Fire Department. 109 E 2 St. Vinton, IA 52349. Not investment related. Nature of business is fire protection agency. Position is Firefighter. Started 3/2018. Approx 20 hrs/month spent on business per month, none during security trading hrs. Duties are as a firefighter // FAITH & FAMILY FINANCIAL LLC, DBA FINANCIAL RESOURCES GROUP. 300 COLLINS ROAD SUITE A CEDAR RAPIDS, IA 52402. IS INVESTMENT RELATED. NATURE OF BUSINESS IS INVESTMENT/FINANCIAL ADVISORS. POSITION IS OWNER/VICE PRESIDENT. STARTED 5/5/23. APPROX 144 HRS/MONTH SPENT ON BUSINESS, WITH 8 HOURS DURING SECURITY TRADING HOURS. DUTIES ARE AS A FINANCIAL ADVISOR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-04
  • S66 Uniform Combined State Law Examination
    2020-08-04

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