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Ricky Trieu Luong

Wells Fargo Clearing Services, LLC

Castro Valley, CA

Walnut Creek, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-10-14
  • CA RA
    APPROVED
    Since 2020-10-14

Branch Locations

3500 Castro Valley Blvd, Castro Valley, CA 94546 • United States

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Castro Valley CA 04/2020 Present
Wells Fargo Bank, Na Castro Valley CA 03/2018 Present
Grand Communications Alameda CA 09/2014 03/2018
  • 04/2020 → Present
    Wells Fargo Clearing Services, Llc
    Castro Valley, CA
  • 03/2018 → Present
    Wells Fargo Bank, Na
    Castro Valley, CA
  • 09/2014 → 03/2018
    Grand Communications
    Alameda, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-14
  • S66 Uniform Combined State Law Examination
    2020-10-14
Other Names
  • Ricky Luong

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · CASTRO VALLEY, CA
MWA FINANCIAL SERVICES INC. · Castro Valley, CA
WELLS FARGO CLEARING SERVICES, LLC · CASTRO VALLEY, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Castro Valley, CA
EDWARD JONES · CASTRO VALLEY, CA
ALLSTATE FINANCIAL ADVISORS, LLC · Castro Valley, CA
E. DEMMLER AND ASSOCIATES · CASTRO VALLEY, CA
LPL FINANCIAL LLC · CASTRO VALLEY, CA

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