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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-05
WI RA APPROVED 2021-03-17
  • TX RA
    APPROVED
    Since 2021-05-05
  • WI RA
    APPROVED
    Since 2021-03-17

Branch Locations

101 Camelot Dr Ste 2A, Fond Du Lac, WI 54935 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services. Llc Fond Du Lac WI 04/2020 Present
Silica For Your Home Fond Du Lac WI 06/2017 04/2020
Otco Fond Du Lac WI 06/2015 06/2017
  • 04/2020 → Present
    Fond Du Lac, WI
  • 06/2017 → 04/2020
    Silica For Your Home
    Fond Du Lac, WI
  • 06/2015 → 06/2017
    Otco
    Fond Du Lac, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-17
  • S66 Uniform Combined State Law Examination
    2021-03-17
Other Names
  • Mark Dilling

View on SEC IAPD

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