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Andrew Stephen Dafoe

Morgan Stanley

Rochester, MI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-07
MI RA APPROVED 2025-01-02
  • TX RA
    APPROVED
    Since 2025-01-07
  • MI RA
    APPROVED
    Since 2025-01-02

Branch Locations

1108 North Main Street, Rochester, MI 48307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Howell MI 04/2020 12/2024
Bank Of America, N.A. Howell MI 04/2020 12/2024
Joe's Quality Construction Sterling Heights MI 05/2011 08/2018
Joe's Quality Construction Sterling Heights MI 08/2018 04/2020
Walsh College Troy MI 09/2017 09/2019
Oakland Community College Auburn Hills MI 08/2015 06/2017
Morgan Stanley Rochester MI 12/2024 Present
  • 04/2020 → 12/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Howell, MI
  • 04/2020 → 12/2024
    Bank Of America, N.A.
    Howell, MI
  • 05/2011 → 08/2018
    Joe's Quality Construction
    Sterling Heights, MI
  • 08/2018 → 04/2020
    Joe's Quality Construction
    Sterling Heights, MI
  • 09/2017 → 09/2019
    Walsh College
    Troy, MI
  • 08/2015 → 06/2017
    Oakland Community College
    Auburn Hills, MI
  • 12/2024 → Present
    Morgan Stanley
    Rochester, MI
Previous Registrations
  • 2020-08-17 → 2025-01-02
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    West Bloomfield, MI
    Plymouth, MI
    Howell, MI
    New York, NY
    Macomb, MI
    Southgate, MI
    Sterling Heights, MI
    Sterling Heights, MI
    Chesterfield Twp, MI
    Farmington Hills, MI
    Macomb, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-14
  • S66 Uniform Combined State Law Examination
    2020-08-14
Other Names
  • Drew Dafoe

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CLARKSTON CAPITAL PARTNERS, LLC
SOLYCO CAPITAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
ADVIZE WEALTH MANAGEMENT

Other Investors

David M. Anderson
Paul Joseph Moceri
JOSEPH EVERETT KENYON
DAVID ANTHONY SMITH
Charbel Salem
Faith Marzolf
ROBERT ALAN RUBARTH
KEVIN JOSEPH VAN DE STEENE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · ROCHESTER, MI
CLARKSTON CAPITAL PARTNERS, LLC · ROCHESTER, MI
SOLYCO CAPITAL LLC · ROCHESTER, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCHESTER, MI
LPL FINANCIAL LLC · ROCHESTER, MI
OSAIC WEALTH, INC. · Rochester, MI
J.P. MORGAN SECURITIES LLC · Rochester, MI
J.P. MORGAN SECURITIES LLC · ROCHESTER, MI

More in Rochester, MI

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