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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-19
MO RA APPROVED 2023-10-26
  • TX RA
    APPROVED
    Since 2026-03-19
  • MO RA
    APPROVED
    Since 2023-10-26

Branch Locations

6074 Telegraph Rd, St. Louis, MO 63129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. St. Louis MO 04/2020 Present
Tesson Heights Assisted Living St. Louis MO 09/2015 08/2019
Southeast Missouri State University Cape Girardeau MO 08/2017 05/2020
Raymond James Financial Services Advisors, Inc St. Louis MO 10/2023 Present
  • 04/2020 → Present
    Raymond James Financial Services, Inc.
    St. Louis, MO
  • 09/2015 → 08/2019
    Tesson Heights Assisted Living
    St. Louis, MO
  • 08/2017 → 05/2020
    Southeast Missouri State University
    Cape Girardeau, MO
  • 10/2023 → Present
    St. Louis, MO
Other Businesses

(1)Name of Business: R W Basler & Co Address: 6074 Telegraph Rd, Saint Louis, MO, 63129, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial advisor & client services manager for RW Basler & CO (2)Name of Business: Ursuline Provincialate Address: 6074 Telegraph Rd, Saint Louis, MO, 63129-4732, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 08/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: serve as a committee member for the investments of the Ursuline Sisters; attend quarterly portfolio review meetings; do not make any investment recommendations

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-20
  • S66 Uniform Combined State Law Examination
    2023-10-20
Designations
Other Names
  • Ashley Mccaffrey
  • Ashley Marie Mccaffrey

View on SEC IAPD

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