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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-19 |
| MO | RA | APPROVED | 2023-10-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | St. Louis | MO | 04/2020 | Present |
| Tesson Heights Assisted Living | St. Louis | MO | 09/2015 | 08/2019 |
| Southeast Missouri State University | Cape Girardeau | MO | 08/2017 | 05/2020 |
| Raymond James Financial Services Advisors, Inc | St. Louis | MO | 10/2023 | Present |
(1)Name of Business: R W Basler & Co Address: 6074 Telegraph Rd, Saint Louis, MO, 63129, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial advisor & client services manager for RW Basler & CO (2)Name of Business: Ursuline Provincialate Address: 6074 Telegraph Rd, Saint Louis, MO, 63129-4732, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 08/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: serve as a committee member for the investments of the Ursuline Sisters; attend quarterly portfolio review meetings; do not make any investment recommendations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-20 |
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