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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-21
  • TX RA
    APPROVED
    Since 2020-09-21

Branch Locations

301 Commerce St, Fort Worth, TX 76102 • United States

69 State St, Albany, NY 12207 • United States

Arlington, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grand Prairie TX 05/2019 Present
Bank Of America N.A. Grand Prairie TX 05/2019 Present
Bank Of America N.A. Grand Prairie TX 12/2017 06/2020
Bank Of America N.A. Fort Worth TX 11/2016 12/2017
Unemployed Arlington TX 12/2015 11/2016
  • 05/2019 → Present
    Grand Prairie, TX
  • 05/2019 → Present
    Bank Of America N.A.
    Grand Prairie, TX
  • 12/2017 → 06/2020
    Bank Of America N.A.
    Grand Prairie, TX
  • 11/2016 → 12/2017
    Bank Of America N.A.
    Fort Worth, TX
  • 12/2015 → 11/2016
    Unemployed
    Arlington, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-18
  • S66 Uniform Combined State Law Examination
    2020-09-18

View on SEC IAPD

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