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Eric Ho

Brighton Jones LLC

Seattle, WA

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Current Employers
Brighton Jones Llc

2030 1St Avenue 3Rd Floor, Seattle, WA 98121 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-07-11
  • WA RA
    APPROVED
    Since 2022-07-11

Branch Locations

2030 1St Avenue 3Rd Floor, Seattle, WA 98121 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 04/2020 09/2020
Unemployed - Studying Full-Time For Mcat Omaha CA 05/2019 04/2020
Thryv Omaha NE 08/2018 05/2019
Ofjcc - Palo Alto Palo Alto CA 06/2018 08/2018
Creighton University - Creighton Fund Omaha NE 09/2017 05/2018
Ofjcc - Palo Alto Palo Alto CA 05/2017 08/2017
Creighton University Omaha NE 08/2016 05/2017
Creighton University Omaha NE 08/2014 05/2018
Axos Clearing Omaha NE 12/2020 04/2022
Brighton Jones Seattle WA 04/2022 Present
  • 04/2020 → 09/2020
    Td Ameritrade
    Omaha, NE
  • 05/2019 → 04/2020
    Unemployed - Studying Full-Time For Mcat
    Omaha, CA
  • 08/2018 → 05/2019
    Thryv
    Omaha, NE
  • 06/2018 → 08/2018
    Ofjcc - Palo Alto
    Palo Alto, CA
  • 09/2017 → 05/2018
    Creighton University - Creighton Fund
    Omaha, NE
  • 05/2017 → 08/2017
    Ofjcc - Palo Alto
    Palo Alto, CA
  • 08/2016 → 05/2017
    Creighton University
    Omaha, NE
  • 08/2014 → 05/2018
    Creighton University
    Omaha, NE
  • 12/2020 → 04/2022
    Axos Clearing
    Omaha, NE
  • 04/2022 → Present
    Brighton Jones
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-08
S63 Uniform Securities Agent State Law Examination 2020-06-24
  • S65 Uniform Investment Adviser Law Examination
    2022-07-08
  • S63 Uniform Securities Agent State Law Examination
    2020-06-24
Designations

View on SEC IAPD

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