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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-09
WI RA APPROVED 2020-09-09
  • TX RA
    APPROVED
    Since 2020-11-09
  • WI RA
    APPROVED
    Since 2020-09-09

Branch Locations

4321 North Ballard Road, Ste A1-Glag, Appleton, WI 54919 • United States

Kaukauna, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Kaukauna WI 02/2020 06/2020
Franchise World Headquarters, Llc Milford CT 08/2014 02/2020
Thrivent Investment Management Inc Appleton WI 06/2020 Present
Thrivent Financial Appleton WI 07/2020 11/2020
Thrivent Financial Appleton WI 11/2020 Present
  • 02/2020 → 06/2020
    Unemployed
    Kaukauna, WI
  • 08/2014 → 02/2020
    Franchise World Headquarters, Llc
    Milford, CT
  • 06/2020 → Present
    Appleton, WI
  • 07/2020 → 11/2020
    Thrivent Financial
    Appleton, WI
  • 11/2020 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-08
  • S66 Uniform Combined State Law Examination
    2020-09-08

View on SEC IAPD

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